Channel Compliance Specialist

6 days ago

Singapore beBeeCompliance Full time $80,000 - $120,000

Job Title:

Channel Compliance Specialist

About the Role:

We are seeking an experienced Channel Compliance Specialist to join our team. As a Channel Compliance Specialist, you will play a critical role in ensuring that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.

Responsibilities:

  • Ensure thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.
  • Engage customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.
  • Maintain discipline and compliance to prescribed market and business conduct for the distribution channels.
  • Participate and deliver projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.

Requirements:

  • Effective communicator and influencer with excellent problem-solving skills.
  • Competent and conversant with relevant contents and requirements of applicable regulations, industry standards, and business rules.
  • Good understanding of financial industry and familiar with insurance operations.
  • Familiar with FAA and MAS regulations and industry guidelines applicable to insurance industry.
  • Preferably at least 2 years of experience with in-depth data analysis and project management.

Preferred Qualifications:

  • Degree in any discipline.
  • High proficiency in use of Excel and/or data analytics (such as PowerBI, Python).
  • Relevant insurance qualifications (such as M5, M9, etc).

We Offer:

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law.

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