
Compliance Executive
19 hours ago
**Responsibilities**
- Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
- Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such changes
- Preparation of various reports for submission to regulators/authorities
- Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
- Handle other compliance duties and ad-hoc projects as assigned
**Requirements**:
- A good degree in Accountancy, Business, Banking & Finance or Law
- Minimum 1-2 years of compliance experience in capital market and financial advisory industry
- Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
- Good command of English and communication skills
- Independent, driven, resourceful and meticulous
- High sense of responsibility and integrity
- Strong interpersonal and analytical skills
Note: Job responsibilities / requirements are representative and are not intended to be a detailed list. Other tasks/abilities may be required of the incumbent, relative to the specific assignment.
**Job Requirement**:
**Experience Level**
Entry level (i.e. Exec, Snr. Exec)
**Education Level**
Bachelor's Degree
**Language**
English,
Mandarin
**Skillset**
Good Understanding Of Regulations Affecting Business Operations, Which Include But Are Not Limited To The Securities And Futures Act (SFA), Financial Advisers Act (FAA) And Personal Data Protection Act (PDPA)
**Benefits**:
**Fun**
Game room with PS4, FIFA19 and Foosball at all time.
**Snacks & Beverages**
Vending machines with various snacks and coffee for you to choose from.
**Yearly activities**
Movie Day, Outdoor activities, Celebration during festive seasons and many more
**Remuneration package**
Competitive Salary (way above market rate if you have the right potential)
**Coverage**
Insurance and medical coverage.
**Allowances**
Monthly sports allowance, Yearly department gathering and welcome dinner for new staff.
**Company Overview**:
iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.
- See Morelocation_on
Raffles Place, Singaporemonetization_on
SGD 3,800 - SGD 4,500 (Monthly)calendar_month
Full Timework
- Banking/ Investment Related Services, Audit/Compliance/Legal/Risk Management
Applyshare
**You may also like**:
arrow_back_ios
arrow_forward_ios
**Technology Risk Specialist**: FULL TIMEplaceKuala Lumpur, MalaysiaworkInformation TechnologyView Job**iFAST Global Markets Investment Marketing Intern (SG)**: INTERNSHIPplaceRaffles Place, SingaporeworkCommunications/ Design/ Marketing/ Media, Banking/ Investment Related ServicesView Job**Research Analyst, Global Fixed Income**: FULL TIMEplaceRaffles Place, SingaporeworkBanking/ Investment Related ServicesView Job**Admin cum Receptionist, ePension (HK Support)**: FULL TIMEplaceKuala Lumpur, MalaysiaworkClerical/Administrative SupportView Job**Global Payments Specialist (SG)**: FULL TIMEplaceRaffles Place, SingaporeworkBanking/ Investment Related Services, Information TechnologyView Job**Assistant Manager/ Manager, Quality Assurance - Complaint & Enquiry (ePension Services)**: FULL TIMEplaceTsim Sha Tsui, Yau Tsim Mong District, Hong KongworkBanking/ Investment Related ServicesView Job**Operation Executive (Product Support and Services)**: FULL TIMEplaceKuala Lumpur, MalaysiaworkBanking/ Investment Related ServicesView Job**Executive, Global Credit Operations**: FULL TIMEplaceKuala Lumpur, MalaysiaworkBanking/ Investment Related ServicesView Job**Executive/ Senior Executive, Investment Product Services (Middle Office)**: FULL TIMEplaceTsim Sha Tsui, Yau Tsim Mong District, Hong KongworkProduct Support & ServicesView Job**Admin Trainee (Part-Time Internship)**: INTERNSHIPplaceTsim Sha Tsui, Yau Tsim Mong District, Hong KongworkClerical/Administrative SupportView Job
-
Compliance Executive
5 days ago
Raffles, Singapore iFAST Corporation Full time $42,000 - $54,000 per yearResponsibilitiesPerform compliance reviews and assessments on targeted compliance issues, investigations or potential problemsKeep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company's compliance initiatives in response to such...
-
Associate Admin
4 days ago
Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time2 years exp **Roles & Responsibilities** Associate - Admin - To attend to phone enquiries - Executive Assistant to Regional Head and Managing Director - Manage Director’s calendars, appointments, meetings and Travel - Upkeep of office and supporting various departments with other administrative tasks - Assist in onboarding process of new employees via...
-
Regulatory and Financial Crime Compliance Executive
19 hours ago
Raffles, Singapore iFAST Corporation Full time**Responsibilities** - Conduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) - Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT....
-
Raffles, Singapore iFAST Corporation Full time $40,000 - $80,000 per yearResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan,...
-
Senior HR Executive
3 days ago
Raffles Place, Singapore BTI Executive Search Pte Ltd Full time $90,000 - $120,000 per yearWe are looking for a passionate and hands-on Senior HR Executive to join our client who is a dynamic investment group with diversified businesses across oil & gas, hospitality, and branding consultancy. This is a key HR generalist role where you will manage the full employee life cycle and support both Singapore and overseas offices, ensuring smooth...
-
Raffles Place, Singapore BTI Executive Search Pte Ltd Full time $90,000 - $120,000 per yearBTI Executive Search is representing our banking client for a role focusing on financial accounting, reporting and regulatory compliance.Key duties include managing monthly, quarterly and annual financial closings in line with Singapore Financial Reporting Standards, preparing reconciliations, financial statements, management reports and budgets, as well as...
-
Junior Onboard/Compliance Analyst
7 days ago
Raffles Place, Singapore WX CAPITAL PTE LTD Full time $40,000 - $80,000 per yearAbout the role We are seeking a highly motivated and detail-oriented Junior Onboard/Compliance Analyst to join our team at WX CAPITAL PTE LTD'. In this full-time position based in Raffles Place, you will play a crucial role in ensuring our company's compliance with regulatory requirements and industry best practices.About the RoleWe are seeking a highly...
-
First Vp/vp, Project Manager
4 days ago
Raffles, Singapore 3677 Full time**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...
-
Account Executive
3 days ago
Raffles, Singapore WUCHAN ZHONGDA UTECH SINGAPORE PTE LTD Full timeThis position has certain requirement for language skills(zhong wen) To assist the Finance Manager in full set accounting duties leading monthly accounts closing; preparing month end financial closing, general ledger reconciliation; maintaining full set of account; handling day to day accounting function; monitoring of AR/AP Aging; maintaining fixed assets...
-
Marketing Executive
2 weeks ago
Raffles Place, Singapore AMOREPACIFIC SINGAPORE PTE. LTD. Full time $60,000 - $120,000 per yearWith INNISFREE, step beyond the simple outer charm and uncover every beautiful moment of yourself.We are seeking a hands-on and creative Marketing Executive to join Innisfree's Brand Marketing team. This role will focus on social media management, content creation, and digital engagement, while also supporting events, activations, and campaign execution. You...