Regulatory and Financial Crime Compliance Executive

Responsibilities

• Conduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)
• Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan, develop, monitor, revise, and implement compliance initiatives in response to these changes
• Prepare and submit various reports to regulators and authorities as required
• Facilitate compliance-related training for staff and directors, including AML/CFT training, to promote a strong compliance culture within the company.
• Implement and maintain robust frameworks for compliance reviews, including AML/CFT compliance reviews, to assess adherence to applicable rules and regulations.
• Provide timely and accurate compliance advisory, including AML/CFT compliance guidance, to relevant stakeholders to ensure regulatory compliance.
• Handle other compliance duties and ad-hoc projects as assigned.

Requirements

• Good degree in Accountancy, Business, Banking & Finance, or Law
• Minimum 1-2 years of compliance experience in the capital market and financial advisory industry. Candidates without working experience are also encouraged to apply
• Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) and AML/CFT regulations
• Good command of English and communication skills
• Independent, driven, resourceful and meticulous
• High sense of responsibility and integrity
• Strong interpersonal and analytical skills
• Able to cope with pressure and tight deadlines

Job Requirement:

Experience Level

Entry level (i.e. Exec, Snr. Exec)

Education Level

Bachelor's Degree

Language

English,

Mandarin

Skillset

Good Understanding Of Regulations Affecting Business Operations, Which Include But Are Not Limited To The Securities And Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) And AML/CFT Regulations

Benefits:

Fun

Game room with PS4, FIFA19 and Foosball at all time.

Snacks & Beverages

Vending machines with various snacks and coffee for you to choose from.

Yearly activities

Movie Day, Outdoor activities, Celebration during festive seasons and many more

Remuneration package

Competitive Salary (way above market rate if you have the right potential)

Coverage

Insurance and medical coverage.

Allowances

Monthly sports allowance, Yearly department gathering and welcome dinner for new staff.

Company Overview:

iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.

See More

location_on

Raffles Place, Singapore

monetization_on

SGD 3,500 - SGD 4,800 (Monthly)

calendar_month

Full Time

work

Banking/ Investment Related Services, Audit/Compliance/Legal/Risk Management

Apply

share

You may also like

arrow_back_ios

arrow_forward_ios

iFAST Global Markets Investment Marketing Intern (SG)

INTERNSHIP

place

Raffles Place, Singapore

work

Communications/ Design/ Marketing/ Media, Banking/ Investment Related Services

View Job

Research Analyst, Global Fixed Income

FULL TIME

place

Raffles Place, Singapore

work

Banking/ Investment Related Services

View Job

Admin cum Receptionist, ePension (HK Support)

FULL TIME

place

Kuala Lumpur, Malaysia

work

Clerical/Administrative Support

View Job

Global Payments Specialist (SG)

FULL TIME

place

Raffles Place, Singapore

work

Banking/ Investment Related Services, Information Technology

View Job

Assistant Manager/ Manager, Quality Assurance - Complaint & Enquiry (ePension Services)

FULL TIME

place

Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

work

Banking/ Investment Related Services

View Job

Operation Executive (Product Support and Services)

FULL TIME

place

Kuala Lumpur, Malaysia

work

Banking/ Investment Related Services

View Job

Executive, Global Credit Operations

FULL TIME

place

Kuala Lumpur, Malaysia

work

Banking/ Investment Related Services

View Job

Executive/ Senior Executive, Investment Product Services (Middle Office)

FULL TIME

place

Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

work

Product Support & Services

View Job

Admin Trainee (Part-Time Internship)

INTERNSHIP

place

Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

work

Clerical/Administrative Support

View Job

Fraud Risk Management Officer

FULL TIME

place

Kuala Lumpur, Malaysia

work

Audit/Compliance/Legal/Risk Management

View Job

---