Compliance Executive

10 hours ago

Raffles, Singapore iFAST Corporation Full time $42,000 - $54,000 per year

Responsibilities

  • Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
  • Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company's compliance initiatives in response to such changes
  • Preparation of various reports for submission to regulators/authorities
  • Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
  • Handle other compliance duties and ad-hoc projects as assigned

Requirements

  • A good degree in Accountancy, Business, Banking & Finance or Law
  • Minimum 1-2 years of compliance experience in capital market and financial advisory industry
  • Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
  • Good command of English and communication skills
  • Independent, driven, resourceful and meticulous
  • High sense of responsibility and integrity
  • Strong interpersonal and analytical skills

All applications will be treated in strict confidence. We regret that only shortlisted applicants will be notified.

Note: Job responsibilities / requirements are representative and are not intended to be a detailed list. Other tasks/abilities may be required of the incumbent, relative to the specific assignment.

Job Requirement:

Experience Level

Entry level (i.e. Exec, Snr. Exec)

Education Level

Bachelor's Degree

Language

English,

Mandarin

Skillset

Good Understanding Of Regulations Affecting Business Operations, Which Include But Are Not Limited To The Securities And Futures Act (SFA), Financial Advisers Act (FAA) And Personal Data Protection Act (PDPA)

Benefits:

Fun

Game room with PS4, FIFA19 and Foosball at all time.

Snacks & Beverages

Vending machines with various snacks and coffee for you to choose from.

Yearly activities

Movie Day, Outdoor activities, Celebration during festive seasons and many more

Remuneration package

Competitive Salary (way above market rate if you have the right potential)

Coverage

Insurance and medical coverage.

Allowances

Monthly sports allowance, Yearly department gathering and welcome dinner for new staff.

Company Overview:

iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.

See More

location_on

Raffles Place, Singapore

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SGD 3,800 - SGD 4,500 (Monthly)

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Full Time

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Banking/ Investment Related Services, Audit/Compliance/Legal/Risk Management

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