Compliance Executive
2 days ago
Responsibilities
- Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
- Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company's compliance initiatives in response to such changes
- Preparation of various reports for submission to regulators/authorities
- Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
- Handle other compliance duties and ad-hoc projects as assigned
Requirements
- A good degree in Accountancy, Business, Banking & Finance or Law
- Minimum 1-2 years of compliance experience in capital market and financial advisory industry
- Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
- Good command of English and communication skills
- Independent, driven, resourceful and meticulous
- High sense of responsibility and integrity
- Strong interpersonal and analytical skills
All applications will be treated in strict confidence. We regret that only shortlisted applicants will be notified.
Note: Job responsibilities / requirements are representative and are not intended to be a detailed list. Other tasks/abilities may be required of the incumbent, relative to the specific assignment.
Job Requirement:Experience Level
Entry level (i.e. Exec, Snr. Exec)
Education Level
Bachelor's Degree
Language
English,
Mandarin
Skillset
Good Understanding Of Regulations Affecting Business Operations, Which Include But Are Not Limited To The Securities And Futures Act (SFA), Financial Advisers Act (FAA) And Personal Data Protection Act (PDPA)
Benefits:Fun
Game room with PS4, FIFA19 and Foosball at all time.
Snacks & Beverages
Vending machines with various snacks and coffee for you to choose from.
Yearly activities
Movie Day, Outdoor activities, Celebration during festive seasons and many more
Remuneration package
Competitive Salary (way above market rate if you have the right potential)
Coverage
Insurance and medical coverage.
Allowances
Monthly sports allowance, Yearly department gathering and welcome dinner for new staff.
Company Overview:iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.
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Raffles Place, Singapore
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SGD 3,800 - SGD 4,500 (Monthly)
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Full Time
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Banking/ Investment Related Services, Audit/Compliance/Legal/Risk Management
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