Compliance Manager

ResponsibilitiesPerform compliance reviews and assessments on targeted compliance issues, investigations or potential problemsKeep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company's compliance initiatives in response to such...

**Responsibilities**: - Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. - Evaluate efficiency of controls and improve them continuously. - Revise procedures, reports, etc periodically to identify hidden risks or non-conformity issues. - Draft, modify and implement company policies. -...

ResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan,...

Join us as a Head of Legal, Compliance & Financial Crime, APAC - In this high profile role, you’ll be leading a legal, compliance & financial crime team to deliver the local strategy and provide expert, accurate and cost effective advice - Your knowledge of the legal and regulatory environment will be invaluable, together with your significant experience...

About the role We are seeking a highly motivated and detail-oriented Junior Onboard/Compliance Analyst to join our team at WX CAPITAL PTE LTD'. In this full-time position based in Raffles Place, you will play a crucial role in ensuring our company's compliance with regulatory requirements and industry best practices.About the RoleWe are seeking a highly...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Provide compliance advice to clients on MAS regulations - Address clients’ queries...

**Job Information**: Industry **Financial Services*** Work Experience **8-10 Years*** Salary **10000*** State/Province **Raffles place*** City **Singapore*** Zip/Postal Code **048616*** Country **Singapore*** - Responsible for implementation, and integration projects. - Full ownership of project lifecycle (end to end): Planning, execution,...

**Responsibilities**: - Manage the Customer Centre (CC) to ensure smooth operation in compliance with banking procedures, guidelines and regulations. - Attend to customer enquiries and make operational decisions within guidelines. - Guide the Customer Service Officers on policies and procedures. - Check and authorize / approve financial transactions...

**Responsibilities**: - Manage the Customer Centre (CC) to ensure smooth operation in compliance with banking procedures, guidelines and regulations. - Attend to customer enquiries and make operational decisions within guidelines. - Guide the Customer Service Officers on policies and procedures. - Check and authorize / approve financial transactions...