Associate, Regulatory Compliance

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Manage a portfolio of clients - Provide advisory and consultancy services to clients -...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Well versed and up to date with related changes pertaining to Singapore Immigration...

1 year exp **Roles & Responsibilities** - Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide...

Join us as a Head of Legal, Compliance & Financial Crime, APAC - In this high profile role, you’ll be leading a legal, compliance & financial crime team to deliver the local strategy and provide expert, accurate and cost effective advice - Your knowledge of the legal and regulatory environment will be invaluable, together with your significant experience...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

Requisition ID: 218075 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: Contributes to the overall success of the Static Data team within the Global Wholesale Operations in Asia Pacific ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s...

Job Description:Details of the Division and Team:This role sits within the Origination & Advisory Business Line Compliance advisory team and covers a wide array of Compliance responsibilities including advice, advocacy, product/service review and approval, marketing and financial promotions review, training, surveillance and monitoring of controls as part of...

Requisition ID: 189706 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** - Contributes to the overall success of Operations Control, GWO in APAC ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures...

**Responsibilities**: - Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. - Evaluate efficiency of controls and improve them continuously. - Revise procedures, reports, etc periodically to identify hidden risks or non-conformity issues. - Draft, modify and implement company policies. -...