Vp compliance | singapore, sg
1 month ago
We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and sales, information barriers and internal control. You will manage conflict of interest, monitor announcements, review circulars and offer documents, conduct compliance assurance reviews, handle due diligence, and ensure supervision structures and procedures align with the IBD operating procedures manual. The ideal candidate has 4 to 8 years of experience in legal transactions and/or commercial issues, risk control or compliance areas. A strong familiarity with relevant laws and regulations, including SGX-ST/DC/DT Rules, SFA, FAA, MAS Regulations, the Companies Act and the Code of Corporate Governance, is essential. Excellent stakeholder management skills and the ability to manage multiple compliance/projects. Mandarin-speaking candidates are preferred to facilitate communication with Chinese stakeholders. Interested applicants should contact Confidentiality is assured. Only shortlisted candidates will be contacted. EA: 22 S0952 #J-18808-Ljbffr
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Regulatory compliance vp
1 month ago
Singapore Charterhouse Partnership Singapore Full timeRegulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...
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Regulatory compliance vp
3 weeks ago
Singapore Charterhouse Partnership Singapore Full timeRegulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions....
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Singapore Kerry Consulting Pte Ltd Full timeVP Compliance, International Investment BankOur client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...
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VP Compliance
2 months ago
Singapore Qontel Search Pte Ltd Full timeWe are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...
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Singapore Ethos BeathChapman Full timeManager/VP, Investment Regulations Ethos BeathChapman Singapore Posted: 5 days ago |Type: Permanent |Salary: Competitive Salary Global Investment Firm Opportunity for growth Career progression opportunities Our client is a global investment firm seeking a Manager/VP, Investment Regulations to join the team. As the SME in investment regulations, your role...
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Vp, ibd compliance
3 weeks ago
Singapore Pure Hong Kong Full timeVP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...
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VP, Business Audit | Singapore, SG | Hybrid
4 days ago
Singapore Ambition Full timeVP, Business Audit Ambition Singapore Apply now Posted 4 days ago Hybrid Job Permanent SGD200000.00 - SGD230000.00 per annum VP, Business Audit Ambition Singapore Apply now Excellent opportunity with strong career trajectory Our Client, a prominent wealth fund, is looking to expand their Internal Audit team who is responsible for assessing the company's...
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VP, Financial Crime Compliance
1 week ago
Singapore Ashford Benjamin Ltd Full timeVP, Financial Crime Compliance (Private Equity)Ashford Benjamin Ltd Singapore Posted 4 days ago | Hybrid Job | Permanent | Excellent base + bonus - please enquire for more info Ashford Benjamin are supporting a leading investment firm who have an excellent reputation in the market globally. Due to business expansion, there is a new Financial Crime headcount...
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Assistant vp
5 days ago
Singapore United Overseas Bank Full timeAssistant VP / VP, Business Risk Manager, Private Bank Posting Date: 10 Dec 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
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Vp, privilege banking
4 weeks ago
Singapore United Overseas Bank Full timeVP, Privilege Banking - Client Advisor (Onshore) Posting Date: 18 Nov 2024 Location: Singapore, SG About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in...
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Singapore Excis Compliance Full timeFull time | Excis Compliance ltd | Singapore Posted On 10/07/2024Job Information IT Services Work Experience: 1-3 years City: Cecil Street State/Province: Central Singapore 069535Job Description Target Onboarding Date : November 4, 2024Experience : 3+ years Job Overview : Join our global team supporting a leading company in Singapore’s fast-paced business...
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Vp - financial crime | singapore, sg | in-office
4 weeks ago
Singapore Danos Group Full timeVP - Financial CrimeDanos Group Singapore Apply now Posted:2 days ago |In-Office Job|Permanent|Salary:240000Our client, a leading global bank, is seeking a seasoned Financial Crime professional for their Private Banking division. This role, with regional oversight, involves advising key stakeholders, including senior management and functional leadership...
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Vp, compliance
1 month ago
Singapore FP GLOBAL PTE. LTD. Full timeJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...
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Vp, compliance analytics
4 weeks ago
Singapore United Overseas Bank Full timeVP, Compliance Analytics & Insights, Anti-Financial Crimes Transaction MonitoringPosting Date:21 Nov 2024Location:Singapore, SG Company:United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North...
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Vp human resources | singapore, sg
3 weeks ago
Singapore The Edge Partnership Full timeVP Human Resources The Edge Partnership Singapore Apply now Posted 1 day ago | Permanent | S$20k - S$30k Here is an exciting opportunity for a senior HR leader to shape and drive the Human Resources strategy across Asia for an established player in the manufacturing sector. Some of the key responsibilities will include: Drive the People agenda in accordance...
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Singapore Kerry Consulting Pte Ltd Full timeVP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...
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Singapore United Overseas Bank Full timeVP, Relationship Management, Group Commercial Banking Posting Date: 9 Dec 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
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Singapore TENTEN PARTNERS PTE. LTD. Full timeRegulatory Compliance Senior Specialist – Senior AVP/VP TENTEN PARTNERS PTE. LTD. Singapore Posted: 1 day ago | Job Type: In-Office Job | Employment Type: Permanent | Salary: S$120k - S$170k We are looking for a Regulatory Compliance Senior Specialist to join a growing digital bank. The candidate will be working in a dynamic team of compliance...
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Singapore United Overseas Bank Full timeVP - Anti-Money Laundering Platform Analytics, Group Compliance Posting Date: 14 Nov 2024Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. Our...
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Senior pb rm/team lead | singapore, sg
1 week ago
Singapore Unicorn Advisor Full timeSenior PB RM/team lead Unicorn Advisor (HK) Limited Singapore Posted: 3 days ago | Type: Permanent | Salary: Highly competitive My client is looking for a Senior PB RM / Team Lead covering the Greater China region, including TW and HK, to be based in the SG office. Must be VP and above (revenue producer). Open to team move as well, with team sales AUM and...