VP Compliance

VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...

VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

Roles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit a Legal & Compliance VP to provide in-house advice and expertise on a broad range of legal and compliance topics. about the jobYour responsibilities will be to:• Provide sound, coherent and commercially minded legal and compliance advice on all matters...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

VP Compliance, International Investment BankOur client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

Regulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions....

Regulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...

Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is looking for a (VP) Compliance – Business Oversight in Singapore to join them. You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this...

VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is looking for a (VP) Compliance – Business Oversight in Singapore to join them. You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this...

Regulatory Compliance Officer Role OverviewA Wholesale Bank seeks an experienced Regulatory Compliance Officer to join their team at the AVP/VP level.

VP, Quality Control, Group Compliance Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore...

Global Investment Firm Opportunity for growth Career progression opportunities Our client is Global Investment firm seeking a  Manager/VP, Investment Regulations to join the team.   As the SME in investments regulations, your role includes reviewing new products and markets for the business from a regulations perspective, and ongoing monitoring of the...

Select how often (in days) to receive an alert: VP, Quality Control, Group Compliance Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia,...

VP, Financial Crime Compliance (Private Equity)Ashford Benjamin Ltd Singapore Posted 4 days ago | Hybrid Job | Permanent | Excellent base + bonus - please enquire for more info Ashford Benjamin are supporting a leading investment firm who have an excellent reputation in the market globally. Due to business expansion, there is a new Financial Crime headcount...

Manager/VP, Investment Regulations Ethos BeathChapman Singapore Posted: 5 days ago |Type: Permanent |Salary: Competitive Salary Global Investment Firm Opportunity for growth Career progression opportunities Our client is a global investment firm seeking a Manager/VP, Investment Regulations to join the team. As the SME in investment regulations, your role...

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