Regulatory compliance vp

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...

Regulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions....

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...

We are currently partnering with a mid-sized European bank who has a growing presence in the APAC region. They are looking for a VP-Financial & Regulatory Reporting to join their team. The VP-Financial & Regulatory Reporting will oversee accounting activities, ensuring the finance function is well-organized and produces timely, accurate financial statements...

Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...

Job Title: Regulatory Compliance AVP/VPWe are seeking an experienced regulatory compliance professional to join our team at RANDSTAD PTE. LIMITED.The ideal candidate will have a strong understanding of banking regulations and laws, including the Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA).Key Responsibilities:Support the...

VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

About Charterhouse Partnership SingaporeWe are a leading financial services firm in Singapore, providing expert advice and guidance to our clients. Our team is dedicated to delivering exceptional results, and we are committed to maintaining the highest standards of integrity and professionalism.Job SummaryWe are seeking an experienced Regulatory Compliance...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...

Company OverviewGIC Private Limited is a global leader in sovereign wealth management, investing across asset classes and geographies to deliver long-term returns for its stakeholders. With a presence in 11 locations worldwide, GIC employs over 2,000 professionals who embody the company's values of Prudence, Respect, Integrity, Merit, and Excellence. Salary:...

Regulatory Compliance VP Job DescriptionWe are seeking an experienced Compliance Officer to join our team in Singapore. As a key member of our organization, you will play a crucial role in ensuring compliance with regulatory requirements and industry standards.About Charterhouse Partnership SingaporeCharterhouse Partnership Singapore is a leading regulatory...

We are currently looking for a Global Regulatory Compliance Director in the medical device industry to join a global leader in cutting-edge healthcare solutions. Known for their dedication to innovation and operational excellence, they are focused on improving patient care and maintaining the highest regulatory standards across multiple regional sites. With...

Regulatory Compliance Senior Specialist – Senior AVP/VP TENTEN PARTNERS PTE. LTD. Singapore Posted: 1 day ago | Job Type: In-Office Job | Employment Type: Permanent | Salary: S$120k - S$170k We are looking for a Regulatory Compliance Senior Specialist to join a growing digital bank. The candidate will be working in a dynamic team of compliance...

We are currently looking for a Global Regulatory Compliance Director in the medical device industry to join a global leader in cutting-edge healthcare solutions. Known for their dedication to innovation and operational excellence, they are focused on improving patient care and maintaining the highest regulatory standards across multiple regional sites. With...