Regulatory compliance vp

2 weeks ago


Singapore Charterhouse Partnership Singapore Full time

Regulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions. Responsibilities Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate Governance. Engage in system configuration discussions and conduct User Acceptance Testing (UAT), including reviewing business Standard Operating Procedures (SOPs) as needed. Communicate new regulations and regulatory expectations to various business and corporate functions and senior management, assisting with implementation as necessary. Plan and conduct the annual Key Obligation Register exercise to ensure compliance with key regulatory requirements. Conduct regular monitoring and testing to identify compliance gaps in business processes and workflows, and provide recommendations for remediation. Oversee remediation plans for completed compliance tests to ensure effective resolution of identified issues. Support additional Regulatory Compliance Projects as required, ensuring the bank meets all regulatory obligations. Requirements To be qualified for this opportunity, Possess Bachelor’s Degree or equivalent Min. 5 years of regulatory compliance experience in monitoring and testing of retail and/or corporate products is a plus Good project management and problem-solving abilities with an eye for details Excellent written and verbal communication skills Excellent interpretation for law and regulations Proactive and a can-do attitude #J-18808-Ljbffr



  • Singapore IQ EQ REGULATORY COMPLIANCE Full time

    Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...


  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...


  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...


  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...


  • Singapore RANDSTAD PTE. LIMITED Full time

    Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

  • Vp, ibd compliance

    1 week ago


    Singapore Pure Hong Kong Full time

    VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...

  • Vp, ibd compliance

    4 weeks ago


    Singapore Pure Hong Kong Full time

    VP, IBD Compliance Pure Hong Kong, SingaporePosted: 1 day ago | Job Type: Hybrid | Employment Type: Permanent | Salary: S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive...


  • Singapore Charterhouse Partnership Singapore Full time

    Regulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...

  • VP Compliance

    1 month ago


    Singapore Qontel Search Pte Ltd Full time

    We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...


  • Singapore The Edge Partnership Holdings, Hong Kong Limited Full time

    We are currently partnering with a mid-sized European bank who has a growing presence in the APAC region. They are looking for a VP-Financial & Regulatory Reporting to join their team. The VP-Financial & Regulatory Reporting will oversee accounting activities, ensuring the finance function is well-organized and produces timely, accurate financial statements...


  • Singapore GIC Private Limited Full time

    Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...

  • Vp, compliance

    1 month ago


    Singapore FP GLOBAL PTE. LTD. Full time

    Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...


  • Singapore RANDSTAD PTE. LIMITED Full time

    Job Title: Regulatory Compliance AVP/VPWe are seeking an experienced regulatory compliance professional to join our team at RANDSTAD PTE. LIMITED.The ideal candidate will have a strong understanding of banking regulations and laws, including the Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA).Key Responsibilities:Support the...


  • Singapore Kerry Consulting Pte Ltd Full time

    VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

  • VP, Compliance

    1 month ago


    Singapore FP GLOBAL PTE. LTD. Full time

    Roles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...


  • Singapore Qontel Search Pte Ltd Full time

    We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...


  • Singapore Charterhouse Partnership Singapore Full time

    About Charterhouse Partnership SingaporeWe are a leading financial services firm in Singapore, providing expert advice and guidance to our clients. Our team is dedicated to delivering exceptional results, and we are committed to maintaining the highest standards of integrity and professionalism.Job SummaryWe are seeking an experienced Regulatory Compliance...


  • Singapore TENTEN PARTNERS PTE. LTD. Full time

    Regulatory Compliance Senior Specialist – Senior AVP/VP TENTEN PARTNERS PTE. LTD.SingaporePosted 3 days agoIn-Office JobPermanentS$120k - S$170k We are looking for a Regulatory Compliance Senior Specialist to join a growing digital bank. The candidate will be working in a dynamic team of compliance professionals covering regional advisory....


  • Singapore GIC Private Limited Full time

    Company OverviewGIC Private Limited is a global leader in sovereign wealth management, investing across asset classes and geographies to deliver long-term returns for its stakeholders. With a presence in 11 locations worldwide, GIC employs over 2,000 professionals who embody the company's values of Prudence, Respect, Integrity, Merit, and Excellence. Salary:...


  • Singapore Charterhouse Partnership Singapore Full time

    Regulatory Compliance VP Job DescriptionWe are seeking an experienced Compliance Officer to join our team in Singapore. As a key member of our organization, you will play a crucial role in ensuring compliance with regulatory requirements and industry standards.About Charterhouse Partnership SingaporeCharterhouse Partnership Singapore is a leading regulatory...