Vp, compliance

2 weeks ago


Singapore FP GLOBAL PTE. LTD. Full time

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets and syndicate teams, and management on issues related to underwriting and private placements, marketing and selling securities offerings, as well as information barriers and other internal controls and issues. Collaborate with business units, control rooms, and legal teams to manage conflicts of interest and maintain the firm’s information barrier policy. Guide business management on supervision structures and processes, ensuring compliance with guidelines, checklists, and operating procedures. Manage compliance issues, including escalation and reporting, and oversee the monitoring and review of public disclosures like announcements and circulars. Communicate with external legal advisors, financial consultants, and regulators on compliance matters. Update and enforce policies, procedures, and controls to comply with MAS, SGX-DT, and SGX-DC regulations. Conduct compliance reviews and testing on business processes to ensure regulatory compliance, identify gaps, and work with business units on corrective actions. Advise on business expansions, new products, customer transactions, and regulatory issues in Singapore. Handle regulatory submissions, inquiries, audits, and maintain relationships with authorities. Conduct due diligence for new and existing clients and promote a culture of compliance and risk management. Take on ad-hoc projects as needed and collaborate effectively with regional compliance teams and stakeholders Qualifications: Degree in Law, Accounting, Business, Economics, Finance, or related fields. 4-8 years of experience in legal, commercial, risk management, or compliance roles. Knowledge of SGX rules, SFA, FAA, MAS regulations, and corporate governance. Experience with audits or regulatory examinations. Strong understanding of compliance and risk management practices. Fluent in both English and Mandarin to liaise with Mandarin-speaking stakeholders. Excellent organizational and project management skills. Quick learner with an agile mindset, collaborative, and trustworthy team player with a positive work attitude. #J-18808-Ljbffr


  • VP Compliance

    3 weeks ago


    Singapore Qontel Search Pte Ltd Full time

    We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...

  • Vp, ibd compliance

    6 days ago


    Singapore Pure Hong Kong Full time

    VP, IBD Compliance Pure Hong Kong, SingaporePosted: 1 day ago | Job Type: Hybrid | Employment Type: Permanent | Salary: S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive...


  • Singapore Qontel Search Pte Ltd Full time

    We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...


  • Singapore Kerry Consulting Pte Ltd Full time

    VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

  • VP, Compliance

    3 weeks ago


    Singapore FP GLOBAL PTE. LTD. Full time

    Roles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...


  • Singapore RANDSTAD PTE. LIMITED Full time

    Roles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit a Legal & Compliance VP to provide in-house advice and expertise on a broad range of legal and compliance topics. about the jobYour responsibilities will be to:• Provide sound, coherent and commercially minded legal and compliance advice on all matters...


  • Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...


  • Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...


  • Singapore Empower Partners Search Full time

    AVP/VP KYC Compliance Empower Partners Search, SingaporeJob Details: Posted 2 days ago | Hybrid Job | Permanent | S$100k - S$120k Our client, a leading private bank, is seeking a qualified professional for an AVP/VP position in their KYC team. This role will be senior and offers the opportunity to contribute to a growing organisation looking to enhance...

  • AVP/VP KYC Compliance

    2 months ago


    Singapore Empower Partners Search Full time

    Our client, a leading private bank is seeking a qualified professional for a AVP/VP for their KYC team. This position will play the role of a senior and offers the opportunity to contribute to a growing organisation looking to grow their compliance function. Key Responsibilities: Governance: Conduct due diligence on high risk clients (both new and...


  • Singapore Charterhouse Partnership Singapore Full time

    Regulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...


  • Singapore RANDSTAD PTE. LIMITED Full time

    Roles & Responsibilitiesabout the companyOur client is a Bank looking to recruit a dynamic and highly experienced Financial Crime Compliance office at the senior VP level to join the team.about the jobYou will be a key member of the Compliance team, with a scope of duties including: Support the MLRO in developing, implementing, and maintaining an effective...

  • Vp compliance

    1 week ago


    Singapore The Edge Partnership Holdings, Hong Kong Limited Full time

    Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is looking for a (VP) Compliance – Business Oversight in Singapore to join them. You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this...

  • Vp compliance

    1 week ago


    Singapore The Edge Partnership Full time

    VP Compliance (Business Oversight - Private Bank) The Edge PartnershipSingapore Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is seeking a VP Compliance – Business Oversight in Singapore to join their team. You will be an important member of the...


  • Singapore Empower Partners Search Full time

    AVP/VP KYC Compliance Job DescriptionEmpower Partners Search is seeking a highly skilled AVP/VP for their KYC team to play a senior role in contributing to the growth of their compliance function.Key Responsibilities:Governance: Conduct thorough due diligence on high-risk clients to ensure compliance with relevant regulations.Advisory: Provide expert KYC...


  • Singapore TENTEN PARTNERS PTE. LTD. Full time

    Job Title: Regulatory Compliance Senior Specialist – Senior AVP/VPWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at TENTEN PARTNERS PTE. LTD. as a Senior AVP/VP. This role will be responsible for ensuring compliance with regulatory requirements and providing advisory services to business stakeholders.Key...


  • Singapore TENTEN PARTNERS PTE. LTD. Full time

    Job Title: Regulatory Compliance Senior Specialist – Senior AVP/VPWe are seeking a highly skilled Regulatory Compliance Senior Specialist to join our team at TENTEN PARTNERS PTE. LTD. as a Senior AVP/VP. This role will be responsible for ensuring compliance with regulatory requirements and providing advisory services to business stakeholders.Key...


  • Singapore Empower Partners Search Full time

    AVP/VP KYC Compliance RoleEmpower Partners Search is seeking a seasoned professional to join our client's KYC team as an AVP/VP Compliance Officer. This senior role offers the opportunity to contribute to a growing organization and play a key part in shaping its compliance function.Key Responsibilities:Governance: Conduct thorough due diligence on high-risk...


  • Singapore Charterhouse Partnership Singapore Full time

    Job Title: Regulatory Compliance VPAt Charterhouse Partnership Singapore, we are seeking a highly skilled Regulatory Compliance VP to join our team. As a key member of our organization, you will play a critical role in developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks.Key Responsibilities:Develop...


  • Singapore Charterhouse Partnership Singapore Full time

    Job Title: Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and...