Manager/VP, Investment Regulations

1 week ago


Singapore Ethos BeathChapman Full time
  • Global Investment Firm
  • Opportunity for growth
  • Career progression opportunities

Our client is Global Investment firm seeking a  Manager/VP, Investment Regulations to join the team.
 
As the SME in investments regulations, your role includes reviewing new products and markets for the business from a regulations perspective, and ongoing monitoring of the existing investment portfolio compliance. You will also be involved in pre and post-trade rules coding, implementing and monitoring. Work with the front office team to assess potential deals from a regulations standpoint and to be the face of regulatory compliance for the business.
 
The ideal candidate should have relevant compliance/regulatory experience for global market or private markets, in the bank/financial services industry. Strong communication skills a pre-requisite to work with key stakeholders within the business, strong analytical skills and project management skills. Please note that this role is open to candidates at the associate level up to a senior manager/VP level.
 

Please click on the link to apply or email me with your updated CV at Rachel.ljy@ethosbc.com if keen. Thank you.

 
Reg No. R1987809
BeathChapman Pte Ltd
Licence no. 16S8112

  • Singapore BEATHCHAPMAN (PTE. LTD.) Full time

    Roles & Responsibilities Global Investment Firm Opportunity for growth Career progression opportunitiesOur client is Global Investment firm seeking a Manager/VP, Investment Regulations to join the team. As the SME in investments regulations, your role includes reviewing new products and markets for the business from a regulations perspective, and ongoing...


  • Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...


  • Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...


  • Singapore Michael Page Full time

    Job Title: VP - Investments Private EquityOur client is a high-growth Private Equity firm in Southeast Asia, seeking an experienced Investment Manager to join their team.Key Responsibilities:Conduct market research, origination, and screening of potential targets, and analyze potential investments, including financial analysis and structuring.Work closely...


  • Singapore SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD. Full time

    Job Overview:As a global investment manager, Schroders is committed to providing excellent investment performance to clients through active management. We recognize potential, whoever you are, and strive to create an inclusive culture that fosters diversity of thought. In this role, you will be responsible for establishing and enhancing Schroders'...

  • Investment Director

    3 weeks ago


    Singapore WilsonHCG Singapore Full time

    Investment VP Job DescriptionWilsonHCG Singapore is seeking a seasoned investment professional to join their team in Singapore. As an Investment VP, you will be instrumental in identifying, evaluating, and executing investment opportunities across the region, as well as managing a diverse portfolio of companies that are transforming industries.Key...


  • Singapore Citi Full time

    Job SummaryCiti is seeking a highly skilled VP - Business Risk Officer - Cyber Regulation Management to join our team. As a key member of our Risk Management department, you will be responsible for supporting Governance, Controls and Policy for the organization.Key ResponsibilitiesSupport the development and implementation of regulatory change management...

  • AVP/VP, Investment

    3 months ago


    Singapore Pure Hong Kong Full time

    Co-operating with the investment origination and execution teams the VP will: lead investment reviews to support intrinsic value test and align with risk return appetite; identify key assumptions, valuation and risk drivers, and stress-test financial models; independently form a view on the reasonability of key assumptions in financial forecasts and overall...


  • Singapore Selby Jennings Full time

    Investment VPAt Selby Jennings, we are seeking an experienced Investment VP to lead our investment efforts in Southeast Asia. The successful candidate will be responsible for identifying and evaluating potential investment opportunities, developing and maintaining a network of industry contacts, and leading comprehensive due diligence processes.Key...

  • Senior Investment

    1 day ago


    Singapore TRISTAR INVESTMENT MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:Portfolio Analytics & Management: Assist in reviewing & analysing monthly portfolio performance reports and Investor packs. Track and review performance of existing holdings against benchmarks and making adjustments to ensure alignment with investment objectives. Performance management, reporting & analytics of...

  • Investment Director

    1 week ago


    Singapore WilsonHCG Singapore Full time

    Investment VP Job DescriptionWilsonHCG Singapore is seeking a seasoned Investment VP to join their team in Singapore. As a key member of the investment team, you will be responsible for identifying, evaluating, and executing investment opportunities across the Technology and Consumer sectors in Asia.Key Responsibilities:Investment Opportunity Identification:...


  • Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are supporting an Investment Bank who are expanding their Market Risk function in Singapore. The jobholder will be a VP level professional and will be responsible for managing the risk exposures in an APAC wide position. The successful incumbent will monitor the risk positions primarily across Credit and Equities, with a secondary focus...


  • Singapore GIC Private Limited Full time

    GIC Private Limited is a leading global long-term investor, and we are seeking a highly skilled professional to join our team as a VP, Investment Operations, Private Markets. As a key member of our Investment Services Private Markets Department, you will be responsible for managing deal structuring, due diligence, and closing, as well as providing financial...

  • Investment VP

    2 weeks ago


    Singapore Selby Jennings Full time

    Investment Sourcing: Identify and evaluate potential investment opportunities across various sectors in Southeast Asia. Develop and maintain a network of industry contacts, intermediaries, and potential partners. Due Diligence: Lead comprehensive due diligence processes, including financial modeling, market analysis, and operational assessments....


  • Singapore Genedant Capital Full time

    About Genedant CapitalGenedant Capital is a forward-thinking investment firm that offers bespoke financial services to clients seeking comprehensive asset management, wealth preservation, and portfolio growth. Our venture capital arm invests in emerging science and technology ventures, challenging conventional thinking and pushing the boundaries of what is...

  • IT Audit VP

    2 months ago


    Singapore LMA Full time

    About the Job : LMA is delighted to be partnering with an established financial institution in Singapore looking to appoint a dynamic and results-driven IT Auditor - VP to join their Singapore branch. This is an fantastic opportunity for a motivated professional to play a pivotal role in the growth and success of our business. As a IT Audit VP under the...

  • VP Compliance

    22 hours ago


    Singapore Qontel Search Pte Ltd Full time

    We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...


  • Singapore Pure Hong Kong Full time

    Co-operating with Investment TeamsThe VP will lead investment reviews to support intrinsic value testing and align with risk-return appetite.Lead investment reviews to support intrinsic value testing and align with risk-return appetite.Identify key assumptions, valuation, and risk drivers, and stress-test financial models.Independently form a view on the...

  • investment manager

    1 day ago


    Singapore TRUEONE CAPITAL PTE. LTD. Full time

    Roles & Responsibilities Developing and implementing investment strategies to meet the financial goals of clients or the organization Conducting in-depth market research and analysis to identify potential investment opportunities Monitoring and managing investment portfolios to ensure optimum performance Regularly reviewing and adjusting investment...

  • Investment Strategist

    4 weeks ago


    Singapore Genedant Capital Full time

    Join Our Team as an Investment Analyst/Associate/VPGenedant Capital is a leading investment firm that offers bespoke financial services to clients seeking comprehensive asset management, wealth preservation, and portfolio growth. Our venture capital arm invests in emerging science and technology ventures, challenging conventional thinking and pushing the...