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  • Singapore Pure Hong Kong Full time

    VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...

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    About the RolePure Hong Kong is seeking a highly skilled Compliance Expert to join its Investment Banking Division. As a key member of our team, you will play a crucial role in ensuring that our business operations are compliant with regulatory requirements.Key ResponsibilitiesProvide expert compliance advice on IBD, ECM, and M&A transactions to ensure...


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Vp, ibd compliance

1 month ago


Singapore Pure Hong Kong Full time

VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to work closely with the business team on compliance advisory. Responsiblities: Providing compliance advisory to IBD, ECM, and M&A transactions Tracking and implementing regulatory changes based on recent regulatory developments Oversight of Control room duties To conduct regulatory reviews and inspections with the external reviewer and regulator. Continue to enhance the existing investment banking division’s internal control Qualification: Over 5 years of work experience in compliance in a reputable bank. University degree or professional qualification in Law / Finance / Accounting / Business or related disciplines. Sound knowledge of rules, regulations and statutory requirements of MAS and/or other regulatory bodies. Effective communications skills (written and spoken). Good interpersonal skills and a team player. Ability to work under pressure. Independence and robustness. Personal authority, integrity, and ethics. VP, Asset Management Compliance Pure Hong Kong Hong Kong Boost your career Find thousands of job opportunities by signing up to e Financial Careers today. #J-18808-Ljbffr