Current jobs related to Vp, ibd compliance - Singapore - Pure Hong Kong
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Pure Hong Kong | VP, IBD Compliance
3 weeks ago
Singapore Pure Hong Kong Full timeVP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to...
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VP, IBD Compliance
2 months ago
Singapore Pure Hong Kong Full timeResponsiblities: Providing compliance advisory to IBD, ECM, and M&A transactions Tracking and implementing regulatory changes based on recent regulatory developments Oversight of Control room duties To conduct regulatory reviews and inspections with the external reviewer and regulator. Continue to enhance the existing investment banking division’s...
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Compliance Advisory Manager
4 weeks ago
Singapore Pure Hong Kong Full timeJob Title: Compliance Advisory ManagerWe are seeking a highly experienced and skilled Compliance Advisory Manager to join our team at Pure Hong Kong. This role is responsible for providing compliance advisory services to our Investment Banking Division (IBD), ensuring that all transactions comply with relevant laws and regulations.Responsibilities:Compliance...
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Vp, compliance
2 months ago
Singapore FP GLOBAL PTE. LTD. Full timeJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...
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Singapore Shield Financial Compliance Full timeShield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...
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Singapore Pure Hong Kong Full timeJob DescriptionWe are seeking a highly skilled Compliance Expert to join our Investment Banking Division in Hong Kong.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and contribute to the success of our division.The successful candidate will be responsible for providing compliance advisory...
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Singapore Kerry Consulting Pte Ltd Full timeVP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...
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Singapore Mizuho Bank Full timeAVP/ VP/Director Regional Assurance Compliance Design and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, support the development of robust Compliance program to test and monitor controls and compliance with laws, rules and regulations. Oversee the APAC Quality...
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Freights supervisor
2 months ago
Singapore DFS Group Ltd Full timeThe Freight Supervisor plays a crucial role in ensuring the accuracy and compliance of our freight invoice audit processes. The successful candidate will have a good understanding of freight billing practices and have competency in optimizing invoice audit processes. In this role, you are to maintain close collaboration with Logistics Service Providers...
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Singapore MIZUHO BANK, LTD. Full timeJob Description Design and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, & supporting the development of robust Compliance programs to test and monitor controls and compliance with laws, rules and regulations. To oversee the APAC Quality Assurance implementation...
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DFS Group Ltd | Freights Supervisor
4 weeks ago
Singapore DFS Group Ltd Full timeThe Freight Supervisor plays a crucial role in ensuring the accuracy and compliance of our freight invoice audit processes. The successful candidate will have a good understanding of freight billing practices and have competency in optimizing invoice audit processes. In this role, you are to maintain close collaboration with Logistics Service Providers...
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Compliance Expert for Investment Banking
1 month ago
Singapore Pure Hong Kong Full timeAbout the RolePure Hong Kong is seeking a highly skilled Compliance Expert to join its Investment Banking Division. As a key member of our team, you will play a crucial role in ensuring that our business operations are compliant with regulatory requirements.Key ResponsibilitiesProvide expert compliance advice on IBD, ECM, and M&A transactions to ensure...
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Singapore Michael Page Full timeVP Compliance Michael Page Singapore Posted: 1 day ago |In-Office Job |Permanent |Negotiable VP Compliance in investment banking/securities/private wealth management. Our client is a listed financial institution and market leader in the region they operate in. Description Understand technical aspects of systems relevant to CDD, Client Risk Assessment, Name...
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Singapore MIZUHO BANK, LTD. Full timeRoles & ResponsibilitiesJob Description Design and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, & supporting the development of robust Compliance programs to test and monitor controls and compliance with laws, rules and regulations. To oversee the APAC Quality...
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Singapore MIZUHO BANK, LTD. Full timeRoles & ResponsibilitiesJob Description Design and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, & supporting the development of robust Compliance programs to test and monitor controls and compliance with laws, rules and regulations. To oversee the APAC Quality...
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Vp, quality control, group compliance
1 month ago
Singapore United Overseas Bank Ltd. Full timeVP, Quality Control, Group Compliance Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore...
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Freight Supervisor
4 weeks ago
Singapore DFS VENTURE SINGAPORE (PTE) LIMITED Full timeRoles & ResponsibilitiesThe Freight Supervisor plays a crucial role in ensuring the accuracy and compliance of our freight invoice audit processes. The successful candidate will have a good understanding of freight billing practices and have competency in optimizing invoice audit processes. In this role, you are to maintain close collaboration with...
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Freight Supervisor
3 months ago
Singapore DFS VENTURE SINGAPORE (PTE) LIMITED Full timeRoles & ResponsibilitiesThe Freight Supervisor plays a crucial role in ensuring the accuracy and compliance of our freight invoice audit processes. The successful candidate will have a good understanding of freight billing practices and have competency in optimizing invoice audit processes. In this role, you are to maintain close collaboration with...
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Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeStatus: Full Time – Perm Location: Singapore, Downtown Working Arrangement: Hybrid Job Overview Our client, a well-established European bank with a strong presence in Asia, is looking for a VP – Compliance Manager to join them. This role is pivotal in ensuring the integrity of the company’s operations and establishing compliance standards. This role...
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VP, Financial Crime Compliance
1 month ago
Singapore Ashford Benjamin Ltd Full timeVP, Financial Crime Compliance (Private Equity)Ashford Benjamin Ltd Singapore Posted 4 days ago | Hybrid Job | Permanent | Excellent base + bonus - please enquire for more info Ashford Benjamin are supporting a leading investment firm who have an excellent reputation in the market globally. Due to business expansion, there is a new Financial Crime headcount...
Vp, ibd compliance
1 month ago
VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to work closely with the business team on compliance advisory. Responsiblities: Providing compliance advisory to IBD, ECM, and M&A transactions Tracking and implementing regulatory changes based on recent regulatory developments Oversight of Control room duties To conduct regulatory reviews and inspections with the external reviewer and regulator. Continue to enhance the existing investment banking division’s internal control Qualification: Over 5 years of work experience in compliance in a reputable bank. University degree or professional qualification in Law / Finance / Accounting / Business or related disciplines. Sound knowledge of rules, regulations and statutory requirements of MAS and/or other regulatory bodies. Effective communications skills (written and spoken). Good interpersonal skills and a team player. Ability to work under pressure. Independence and robustness. Personal authority, integrity, and ethics. VP, Asset Management Compliance Pure Hong Kong Hong Kong Boost your career Find thousands of job opportunities by signing up to e Financial Careers today. #J-18808-Ljbffr