Vp, ibd compliance

VP, IBD Compliance Pure Hong Kong, SingaporePosted: 1 day ago | Job Type: Hybrid | Employment Type: Permanent | Salary: S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive...

Responsiblities: Providing compliance advisory to IBD, ECM, and M&A transactions Tracking and implementing regulatory changes based on recent regulatory developments Oversight of Control room duties To conduct regulatory reviews and inspections with the external reviewer and regulator. Continue to enhance the existing investment banking division’s...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...

Job Description: Qontel Search Pte Ltd is seeking a seasoned regulatory advisor to lead our compliance efforts in equity capital markets. As a key member of our team, you will provide trusted guidance on regulatory matters, ensuring that our operations align with relevant laws and regulations. Responsibilities: • Provide regulatory advice on equity capital...

About Qontel Search Pte LtdWe are a progressive financial services player with opportunities for growth and development.Job SummaryAs VP Compliance, you will provide trusted regulatory advice on key areas including equity capital markets, underwriting, private placements, securities marketing and sales. You will also manage conflict of interest, monitor...

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...

VP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

Roles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...

Roles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit a Legal & Compliance VP to provide in-house advice and expertise on a broad range of legal and compliance topics. about the jobYour responsibilities will be to:• Provide sound, coherent and commercially minded legal and compliance advice on all matters...

VP Compliance, International Investment BankOur client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...

AVP/VP KYC Compliance Empower Partners Search, SingaporeJob Details: Posted 2 days ago | Hybrid Job | Permanent | S$100k - S$120k Our client, a leading private bank, is seeking a qualified professional for an AVP/VP position in their KYC team. This role will be senior and offers the opportunity to contribute to a growing organisation looking to enhance...

Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

Regulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions....

Regulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...

Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is looking for a (VP) Compliance – Business Oversight in Singapore to join them. You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this...

The Freight Supervisor plays a crucial role in ensuring the accuracy and compliance of our freight invoice audit processes. The successful candidate will have a good understanding of freight billing practices and have competency in optimizing invoice audit processes. In this role, you are to maintain close collaboration with Logistics Service Providers...

Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is looking for a (VP) Compliance – Business Oversight in Singapore to join them. You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this...

VP Compliance (Business Oversight - Private Bank) The Edge PartnershipSingapore Our client, a well-established private bank with an international presence, is looking to expand their business within the Asia Pacific region. The company is seeking a VP Compliance – Business Oversight in Singapore to join their team. You will be an important member of the...

Regulatory Compliance Officer Role OverviewA Wholesale Bank seeks an experienced Regulatory Compliance Officer to join their team at the AVP/VP level.