Compliance Advisory Manager

2 weeks ago


Singapore Pure Hong Kong Full time
Job Title: Compliance Advisory Manager

We are seeking a highly experienced and skilled Compliance Advisory Manager to join our team at Pure Hong Kong. This role is responsible for providing compliance advisory services to our Investment Banking Division (IBD), ensuring that all transactions comply with relevant laws and regulations.

Responsibilities:
  • Compliance Advisory Services: Provide expert advice on compliance matters related to IBD, ECM, and M&A transactions, ensuring that all activities align with regulatory requirements.
  • Regulatory Monitoring: Track and implement regulatory changes based on recent developments, staying up-to-date with the latest updates from MAS and other regulatory bodies.
  • Control Room Oversight: Oversee Control room duties, ensuring that all procedures are followed correctly and efficiently.
  • Regulatory Reviews and Inspections: Conduct thorough reviews and inspections with external reviewers and regulators to ensure compliance.
  • Internal Control Enhancement: Continuously enhance the existing internal control framework of our Investment Banking Division.
Requirements:
  • Experience: A minimum of 5 years of experience in compliance in a reputable bank or financial institution.
  • Qualifications: University degree or professional qualification in Law, Finance, Accounting, Business, or related disciplines.
  • Knowledge and Skills: Sound knowledge of rules, regulations, and statutory requirements of MAS and/or other regulatory bodies; effective communication skills (written and spoken); good interpersonal skills and a team player; ability to work under pressure; independence and robustness; personal authority, integrity, and ethics.
Estimated Salary:

$120,000 - $180,000 per annum, depending on experience and qualifications.



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