Executive, compliance
2 months ago
ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER? Be ready to embark on a journey which offers you an exciting opportunity. HERE’S A SHORT INTRO OF WHO WE ARE Since our incorporation in 2005, finexis has grown to become a leading homegrown financial advisory firm in Singapore licensed by the Monetary Authority of Singapore, with assets under advisory of almost S$1 billion. Our strategic partnerships, extensive portfolio of leading financial solutions, strength of more than 900 financial consultants and support staff have enabled us to become a market leader in the field of specialised financial services. WHAT TO EXPECT The Compliance team is seeking a Compliance Executive who will be responsible for ensuring that the company’s representatives meet the stipulated competence and compliance standards, in accordance with industry guidelines and regulatory requirements. You will be part of a dedicated and focused team, tasked with working under strict deadlines to ensure that screenings and periodic reviews are completed within the stipulated timeline. You will report directly to the Deputy Head of Compliance. WHAT YOU’LL DO Conduct reviews to ensure that representatives have met the stipulated competence and compliance standards (i.e. Sales & Advisory Process and ensure documentations meet the FAA requirements) Perform client surveys to determine if representatives have met the stipulated standards relating to the FAA and general service standards Conduct investigations into complaints against representatives Perform trend analysis and prepare reports for Senior Management and MAS in a timely manner, documenting the findings of our reviews and the proposed actions to be taken Review and enhance existing processes to remain relevant and up-to-date with changes in regulations and business practices Assist in any ad-hoc projects as assigned by the team lead or Head of Department WHO YOU ARE At least one (1) year of relevant experience in AML, Compliance or Audit related fields would be preferred Fresh graduates may be considered Good knowledge of Microsoft Excel (e.g. pivot table) and Tableau Knowledge of FAA requirements would be preferred Good interpersonal and communication skills Able to work independently WHAT’S IN IT FOR YOU Competitive remuneration Flexi-Benefits Hybrid work week A workplace environment that fosters collaboration and interactions with others Opportunity to work with various teams Does this sound like you? Connect with us at , with your recent CV. #J-18808-Ljbffr
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Singapore Executive Access Full timeAt Executive Access, we are seeking an experienced Compliance Program Director to lead our global compliance program. This is a critical role that requires strong knowledge of current Securities and Exchange Commission (SEC) regulations.The ideal candidate will have prior working experience in a SEC regulated Private Equity firm and possess at least 10 years...
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Executive Access
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Singapore Compliance Wise Full timeOKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...
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Financial Compliance Specialist
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Global Compliance Strategist
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Singapore Executive Access Full timeJob Summary:We are seeking a highly skilled and experienced Global Compliance Strategist to join our team at Executive Access.The successful candidate will be responsible for managing and implementing all aspects of our global compliance program, including an internal compliance team and third-party compliance analysts. This role requires strong knowledge of...
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Compliance analyst, aml investigations
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Singapore Compliance Wise Full timeOKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...
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Regional head of compliance
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Singapore Executive Access Full timeAbout Executive AccessWe are a leading organization providing exceptional services to our clients. Our commitment to excellence drives us to deliver top-notch solutions that meet their evolving needs.
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Compliance Officer for Financial Institution
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Chief compliance officer
2 months ago
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Senior Compliance Specialist, Financial Services
4 weeks ago
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