Chief Compliance Officer

1 week ago


Singapore Executive Access Full time

You will be required to

  • Manage and implement all aspects of the firm's global compliance program, including an internal compliance team and third party compliance analysts.
  • Assessing and responding to time-sensitive compliance-related inquiries from the senior leadership team, the legal and compliance team, the investor relations team, the operations team, and the investment team.
  • Preparing regulatory filings, including responses to regulatory inquiries and regulatory requests related to portfolio companies and the firm’s global fund platforms.
  • Advising on new product development and reviewing IR, advertising, marketing and limited partner communications as well as other externally distributed printed collateral for compliance purposes.
  • Managing and administering all employee-facing compliance matters, including compliance training programs, gifts and entertainment, personal trading and account monitoring, code of ethics, anti-corruption, e-communications, outside business and investment activities, political contributions and information barriers.
  • Managing all investment and trading compliance, including fund LPA and side letter compliance, fee and expense reporting, affiliated transactions, best execution obligations, conflicts of interest, valuation reporting, expert network, and competitive activities. Advising on governance, financial compliance and compliance with global privacy regulations.

 

To qualify for this role, you must possess

  • Prior working experience in a Securities and Exchange Commission (SEC) regulated Private Equity firm
  • Strong knowledge of current Securities and Exchange Commission (SEC) regulations
  • At least 10 years of experience in Compliance in buy side firm (Be it Hedge Funds or Private Equity)
  • Candidates with a legal qualification will have an added advantage

 



  • Singapore Mizuho Bank Full time

    Overview of Division/Department APCF- Compliance Chief of Staff Office Company Profile MIZUHO BANK PTE LTD Job Responsibilities Mizuho Bank is seeking a professional with strong experience in project management and the development and execution of communications strategies to join the newly formed APAC Compliance team. Reporting to the APAC...

  • Chief Officer

    3 days ago


    Singapore Stemeseder Full time

    We are seeking a highly skilled Chief Officer to join our team at Stemeseder, a leading company in the maritime industry. As a key member of our crew, you will be responsible for overseeing the safe and efficient operation of our oil chemical tankers.Key Responsibilities:Supervise and coordinate the activities of deck and engine department personnelEnsure...


  • Singapore Trust Recruit Pte. Ltd. Full time

    Job Description**Job Title:** Chief Financial Officer**Company:** Trust Recruit Pte. Ltd.**Job Summary:** We are seeking a highly experienced and strategic Chief Financial Officer to lead our finance and accounting team. The successful candidate will provide leadership, direction, and management to the team, as well as support the Group's strategic planning...


  • Singapore ACCA Careers Full time

    Job Description**Job Title:** Chief Financial Officer**Job Summary:** We are seeking an experienced Chief Financial Officer to join our team at ACCA Careers. The successful candidate will play a pivotal role in shaping the financial landscape of our organization and driving risk management and corporate governance.Key Responsibilities:Lead the financial...


  • Singapore Ethos BeathChapman Full time

    Chief Financial Officer – Fintech Exciting fintech opportunity Opportunity for growth Regional coverage A Fintech firm is seeking a Chief Financial Officer to join the team. As a CFO, you will report into the CEO/founder of the firm. The successful candidate will lead the finance operations team comprising of financial reporting, FP&A team, and the...


  • Singapore ST Recruitment Centre Full time

    Position Overview: As the Chief Sports Officer (Golf), you will be responsible for overseeing the management of golf operations for both members and corporate clients.Key Responsibilities:Manage the scheduling and booking of golf slots for members and corporate clients.Maintain accurate records of golfers' scorecards and ensure proper registration and...


  • Singapore Reeracoen Full time

    Job Function Security Engineer, Software Engineer, Software Developer, Pre-sales, Programmer, Hardware Engineer, IT Executive, CTO, Systems Analyst/Consultant, Project Manager, Application Development Engineer(Open Source), Application Devel Job Function Security Engineer, Software Engineer, Software Developer, Pre-sales, Programmer, Hardware Engineer, IT...


  • Singapore Reeracoen Full time

    Job Function Security Engineer, Software Engineer, Software Developer, Pre-sales, Programmer, Hardware Engineer, IT Executive, CTO, Systems Analyst/Consultant, Project Manager, Application Development Engineer(Open Source), Application Devel Job Function Security Engineer, Software Engineer, Software Developer, Pre-sales, Programmer, Hardware Engineer, IT...


  • Singapore Generation: You Employed, Inc. Full time

    Job OverviewThe Chief Financial Officer will serve as a senior leadership role, reporting directly to the Chief Executive Officer (CEO) of Generation: You Employed, Inc. The primary function is to create and implement effective financial structures, handle financial accounting, and ensure statutory compliance.Key ResponsibilitiesDevelop and execute financial...


  • Singapore ST Recruitment Centre Full time

    Role Overview: The Chief Sports Officer will oversee the management of golf activities for both individual and corporate members.Key Responsibilities:Coordinate the booking of golf slots for members and corporate clients.Maintain accurate records of golfers' scorecards.Manage the registration process and daily issuance of course tickets.Quality Assurance:...


  • Singapore ST Recruitment Centre Full time

    Role Overview: As the Chief Sports Officer for Golf Operations, you will be responsible for overseeing the booking of golf slots for both members and corporate clients.Key Responsibilities:Manage the daily registration and issuance of course tickets.Maintain accurate records of golfers' scorecards.Ensure compliance with ISO quality procedures.Display...


  • Singapore Kingdee International Software Group (singapore) Pte. Ltd. Full time

    Job Vacancy: Chief Operating OfficerAbout Kingdee International Software Group (Singapore) Pte. Ltd.We are a globally renowned enterprise management cloud SaaS company, serving over 7.4 million customers worldwide. Our Enterprise Resource Planning (ERP) solutions, strengthened by AI and Big Data, provide a centralized management and control platform for...


  • Singapore ST Recruitment Centre Full time

    Role Overview: The Chief Sports Officer will oversee the management of golf operations, ensuring a seamless experience for both members and corporate clients.Key Responsibilities:Coordinate the booking of golf slots for members and corporate entities.Maintain accurate records of golfers' scorecards.Manage the registration process and issuance of course...


  • Singapore Kelly Services (S) Pte Ltd Full time

    Job Summary:The Chief Financial Officer will be responsible for overseeing the finance team and reporting to the Managing Director. This role requires a strong corporate finance background, with experience in driving process improvements, internal controls, and systems implementation.Key Responsibilities:Financial Planning and Analysis: Develop and implement...

  • Chief Risk Officer

    3 days ago


    Singapore Executive Access Full time

    Job Summary:Executive Access is seeking a seasoned Chief Risk Officer to lead our risk management efforts and drive strategic growth. As a key member of our leadership team, you will be responsible for developing and implementing a comprehensive risk management framework that aligns with our company's strategic plan.Key Responsibilities:Risk Management...


  • Singapore Ethos BeathChapman Full time

    Job Title: Chief Financial Officer - Fintech LeaderJob Summary:Ethos BeathChapman is seeking a highly experienced Chief Financial Officer to join our team. As a CFO, you will report directly to the CEO/founder and lead the finance operations team, comprising financial reporting, FP&A, and corporate finance functions.Key Responsibilities:Oversee the finance...


  • Singapore Adstify Search Full time

    **Job Description:**Our client, a leading cryptocurrency exchange, is seeking a seasoned Chief Financial Officer to oversee all financial operations and drive business growth.**Key Responsibilities:**Oversee all financial operations, including financial planning, budgeting, and forecasting.Develop and implement financial strategies to drive business growth...


  • Singapore ANRADUS PTE. LTD. Full time

    Job Description**Job Title:** Chief Financial Officer**Company:** ANRADUS PTE. LTD.**Job Type:** Permanent**Industry:** Food and Beverage (F&B)**Location:** Bukit Timah**Working Hours:** 5 days (Monday to Friday 9 AM-6 PM)**Salary Package:** Basic Salary up to $15,000 + Performance Bonus**Job Summary:We are seeking a highly experienced and strategic Chief...


  • Singapore Digital Treasures Center Pte. Ltd. Full time

    Job Description**Digital Treasures Center Pte. Ltd. is seeking a highly skilled Chief Financial Officer to lead our financial planning and strategy**We are a digital payments company based in Singapore, and we are looking for a talented individual to join our team as the Chief Financial Officer. As a key member of our executive team, you will be responsible...


  • Singapore TRUST RECRUIT PTE. LTD. Full time

    Job SummaryWe are seeking a highly skilled and experienced Chief Financial Officer to join our team at Trust Recruit Pte. Ltd. as a strategic leader and business partner.Key ResponsibilitiesLeadership and Direction: Provide visionary leadership and direction to the finance and accounting team, ensuring they are equipped to meet the company's financial goals...