Compliance Officer for Financial Institution

Responsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...

Job Title: Compliance OfficerAbout the RoleAt DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and rules.Key ResponsibilitiesProvide comprehensive compliance advisory support and...

WOORI BANK is seeking a highly skilled Compliance Specialist to join our team. As a key member of the Global Financial Crime Compliance team, you will play a critical role in ensuring the bank's compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations.About the RoleWe are looking for an experienced professional...

At The Edge Partnership, we are seeking an experienced Compliance Director to join our team as a key member in handling compliance issues for our Asia operations.Role SummaryThe successful candidate will report directly to the Asia Chief Compliance Officer and work closely with the investment team to ensure compliance with relevant regulations.This is a...

About the CompanyRANDSTAD PTE. LIMITED is a global Financial Institution seeking a seasoned professional to lead its compliance program.

About the Company RANDSTAD PTE. LIMITED is a leading financial institution seeking an experienced Chief Legal Officer to provide in-house advice and expertise on legal and compliance matters.

About This RoleWe are seeking a highly skilled AML Compliance Specialist to join our team in the Financial Institutions Department. As an AML Compliance Specialist, you will play a critical role in ensuring the effectiveness and data accuracy of our KYC status.

At DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant laws, regulations, and rules.Key ResponsibilitiesCompliance Advisory Support: Provide comprehensive compliance advisory...

Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and drivenStrategic Account Saleswith a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

Roles & ResponsibilitiesWelcome to our team if you are: 3 to 8 years of experience in a compliance/regulatory role in a Bank, payments or licensed entity Strong communication & negotiation skills in both English and Chinese Enjoy working in a fast-paced environment You're interested and eager to learn about the Fintech industry, E-commerce platforms and...

At Raffles Institution, we are seeking a highly skilled and experienced Senior Finance Executive to join our team. This is a unique opportunity to leverage your expertise in finance to drive business growth and success.Job Description:We offer a competitive salary range of SGD 70,000 - SGD 100,000 per annum, depending on experience and qualifications.The...

Roles & ResponsibilitiesSpace Exec is partnered with an internationally renowned financial institution in search for a Senior Compliance Officer. This role is pivotal in ensuring compliance with regulatory standards across client onboarding and account management processes.Interested parties please write in with your latest resumé via tlim@space-exec.com...

Job OverviewWe are seeking an experienced Remediation Analyst to support our financial institution in ensuring thorough Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance. As a key member of the team, you will be responsible for conducting project due diligence, reviewing and verifying Statements of Work (SOW), and assessing projects for...

OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...

Company: Network For Electronic Transfers (S) The NETS Group is a leading payments services group, enabling digital payments for merchants, consumers and banks across the entire payments value chain. The Group operates Singapore’s national debit scheme enabling customers of DBS Bank/POSB, HSBC, Maybank, OCBC Bank, Standard Chartered Bank and UOB to make...

Job DescriptionWe are seeking an experienced Compliance Risk Manager to join our team at a leading financial services firm. The ideal candidate will have a strong background in compliance and regulatory affairs, with a proven track record of managing legal, regulatory, compliance, and reputational risks.Key Responsibilities:Develop and implement compliance...

About the RoleWe are seeking an experienced Compliance Officer to join our team at STARLINK FINANCIAL TECHNOLOGIES PTE. LTD.As a Compliance Officer, you will play a critical role in ensuring that our company operates in compliance with all relevant laws and regulations.Key ResponsibilitiesImplement and manage effective compliance programs to ensure adherence...

Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform – moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds a unique digitalised investment...