Compliance Director for Financial Institution

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

Space Executive is a leading partner to an internationally renowned financial institution in search of a Senior Compliance Officer. This pivotal role ensures compliance with regulatory standards across client onboarding and account management processes.This position is crucial in safeguarding the institution's reputation and ensuring adherence to regulatory...

About RANDSTAD PTE. LIMITEDRANDSTAD PTE. LIMITED is a leading provider of financial services solutions.Job Title: Director of Financial Regulation and ComplianceAbout the Role:The successful candidate will be responsible for providing in-house advice and expertise on a broad range of legal and compliance topics, ensuring that the business operates in...

WOORI BANK is seeking a highly skilled Compliance Specialist to join our team. As a key member of the Global Financial Crime Compliance team, you will play a critical role in ensuring the bank's compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations.About the RoleWe are looking for an experienced professional...

Job OverviewSPECIFICATIONS:Candidate must possess a Bachelor's degree or recognized professional qualifications in business, accounting, or law.A minimum of 8 years of experience within financial institutions is required with strong knowledge of Singapore regulations.The ideal candidate will have excellent communication skills and the ability to work...

Director, Conduct and Culture (Compliance) Apply locations Singapore time type Full time posted on Posted 2 Days Ago time left to apply End Date: January 31, 2025 (30+ days left to apply) job requisition id JR24101613 The Opportunity We are seeking a suitable candidate for the role of Director, Conduct and Culture. As a member of the Fit and Proper...

At The Edge Partnership, we are seeking an experienced Compliance Director to join our team as a key member in handling compliance issues for our Asia operations.Role SummaryThe successful candidate will report directly to the Asia Chief Compliance Officer and work closely with the investment team to ensure compliance with relevant regulations.This is a...

About This RoleWe are seeking a highly skilled AML Compliance Specialist to join our team in the Financial Institutions Department. As an AML Compliance Specialist, you will play a critical role in ensuring the effectiveness and data accuracy of our KYC status.

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

About the job Director, Compliance Services Our client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore. Job Responsibilities: Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

About the job Director, Compliance ServicesOur client, a well-established Professional Services company, is looking to hire a Director to lead the Compliance Services team in Singapore. Job Responsibilities: Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service...

Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform – moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds a unique digitalised investment...

Bright Point International Financial (SG) PTE. LTD. is seeking a highly skilled Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional with a strong background in compliance and risk management to perform on-boarding and know-your-client checks on new clients, ensuring adherence to MAS AML/CFT...

Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform – moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds a unique digitalised investment...

At Raffles Institution, we are seeking a highly skilled and experienced Senior Finance Executive to join our team. This is a unique opportunity to leverage your expertise in finance to drive business growth and success.Job Description:We offer a competitive salary range of SGD 70,000 - SGD 100,000 per annum, depending on experience and qualifications.The...

Job OverviewWe are seeking an experienced Remediation Analyst to support our financial institution in ensuring thorough Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance. As a key member of the team, you will be responsible for conducting project due diligence, reviewing and verifying Statements of Work (SOW), and assessing projects for...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and drivenStrategic Account Saleswith a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...

Job DescriptionWe are seeking an experienced Compliance Risk Manager to join our team at a leading financial services firm. The ideal candidate will have a strong background in compliance and regulatory affairs, with a proven track record of managing legal, regulatory, compliance, and reputational risks.Key Responsibilities:Develop and implement compliance...