Pure Hong Kong | VP, IBD Compliance
4 days ago
VP, IBD Compliance Pure Hong Kong Singapore Apply now Posted 3 days ago Hybrid Job Permanent S$150k - S$220k
My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive Director in Compliance to work closely with the business team on compliance advisory.
Responsiblities:
Providing compliance advisory to IBD, ECM, and M&A transactions
Tracking and implementing regulatory changes based on recent regulatory developments
Oversight of Control room duties
To conduct regulatory reviews and inspections with the external reviewer and regulator.
Continue to enhance the existing investment banking division’s internal control
Qualification:
Over 5 years of work experience in compliance in a reputable bank.
University degree or professional qualification in Law / Finance / Accounting / Business or related disciplines.
Sound knowledge of rules, regulations and statutory requirements of MAS and/or other regulatory bodies.
Effective communications skills (written and spoken).
Good interpersonal skills and a team player.
Ability to work under pressure.
Independence and robustness.
Personal authority, integrity, and ethics.
VP, Asset Management Compliance Pure Hong Kong Hong Kong
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