Regulatory compliance senior specialist â senior avp/vp | singapore, sg | in-office

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

Regulatory Compliance VP (Ethics and Conduct) Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions....

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

Compliance Specialist - Client Review (Manager/AVP) Compliance Specialist - Client Review (Manager/AVP) Compliance Specialist - Client Review (Manager/AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people...

Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...

VP/AVP, KYC Reviewer, Consumer Banking Group VP/AVP, KYC Reviewer, Consumer Banking Group VP/AVP, KYC Reviewer, Consumer Banking Group Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Job DescriptionWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at SEATRIUM (SG) PTE. LTD.About the RoleThis is a key position responsible for ensuring compliance with regulatory requirements in the offshore wind industry.The successful candidate will be responsible for developing and implementing...

Regulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...

Responsibilities: Liaison officer for regulatory bodies such as MAS, HKMA Etc. Provide regulatory compliance advisory to business and function stakeholders in relation to the Banking Act. Ensuring compliance adherence to the Singapore regulations for the Bank by ensuring Compliance policies and procedures are accurately updated. Monitor new regulatory...

Senior Management, Regulatory Compliance Director, Corporate Governance Recruitment Ashford Benjamin are supporting a global financial services firm who are hiring for an APAC Regulatory Compliance Manager for their team in Singapore; this is new headcount due to expansion. The Senior Manager will provide regulatory compliance advisory, manage all policies...

Senior Management, Regulatory ComplianceDirector, Corporate Governance Recruitment Ashford Benjamin are supporting a global financial services firm who are hiring for an APAC Regulatory Compliance Manager for their team in Singapore; this is new headcount due to expansion. The Senior Manager will provide regulatory compliance advisory, manage all policies...

Multiple Front Office Development Roles - Singapore (AVP or VP level) My client is an impressive buy-side firm that is expanding their technology group in Singapore! They have MULTIPLE engineering openings across their Front Office team, at both AVP (mid) and VP (senior) level. They offer unparalleled stability, competitive packages, a WFH policy, and an...

Roles & ResponsibilitiesAre you an experienced IT Risk specialist with financial industry experience looking for your next challenge? If so, our client, an established global bank with a significant presence in the region, is looking for someone like you to join them as AVP/VP, IT Risk Specialist. As AVP/VP, IT Risk Specialist, you will be responsible for: ...

Senior PB RM/team lead Unicorn Advisor (HK) Limited Singapore Posted: 3 days ago | Type: Permanent | Salary: Highly competitive My client is looking for a Senior PB RM / Team Lead covering the Greater China region, including TW and HK, to be based in the SG office. Must be VP and above (revenue producer). Open to team move as well, with team sales AUM and...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...

AVP/VP - Credit Management Charterhouse Partnership Singapore Singapore Posted 1 day ago Hybrid Job Permanent S$140k - S$200k A reputable and established international bank is currently seeking an experienced AVP/VP Credit professional to help support the growing business in Structured Products. Experienced in Leverage Buy Out financing is highly preferred....

Are you an experienced IT Risk specialist with financial industry experience looking for your next challenge? If so, our client, an established global bank with a significant presence in the region, is looking for someone like you to join them as AVP/VP, IT Risk Specialist. As AVP/VP, IT Risk Specialist, you will be responsible for: Providing oversight for...