Senior Manager Regulatory Compliance APAC

4 weeks ago


Singapore eFinancialCareers Full time
Job Title: Senior Manager Regulatory Compliance APAC

Location: Singapore

Overview:

Class: Full-time and Permanent

Reports to: Head of Compliance, APAC

Key Responsibilities:

  • Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areas
  • Develop and implement policies, procedures, and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC, and regulators in APAC
  • Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training, and management reporting
  • Provide strategic advice and guidance on business expansion, innovative products, customer transactions, and regulatory issues in APAC
  • Conduct compliance risk assessments and ensure effective measures are in place to identify, assess, and mitigate risks
  • Support in audits, investigations, and responding to queries from regulators and exchanges
  • Participate in strategic projects to upgrade digital platforms

Requirements:

  • At least 10 years of relevant working experience in financial services regulatory compliance or regulatory environment
  • Has working experience in audit firms, banks, brokerages, or financial services firms
  • Deep understanding of MAS regulations, SGX-DT rules, and best practices

What We're Looking For:

  • Attentive to detail with strong analytical problem-solving skills
  • Agile mindset, collaborative, and trustworthy team player
  • Possess good knowledge or skill with compliance systems is advantageous

Working Environment:

  • Hybrid (1-day WFH)
  • Regular knowledge-sharing meetings and mentoring sessions
  • No Travel Requirements


  • Singapore eFinancialCareers Full time

    Job Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...


  • Singapore STONEX FINANCIAL PTE. LTD. Full time

    Job SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...


  • Singapore STONEX FINANCIAL PTE. LTD. Full time

    Roles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...


  • Singapore eFinancialCareers Full time

    Location: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACPrimary duties will include:Provide advice and guidance to business units and senior management on compliance, regulatory and policy areasUpdate policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators in...


  • Singapore eFinancialCareers Full time

    Location: Singapore Overview: Class: Full-time and Permanent Reports to: Head of Compliance, APAC Primary duties will include:  Provide advice and guidance to business units and senior management on compliance, regulatory and policy areas Update policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators...


  • Singapore Airwallex Full time

    About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...


  • Singapore STRIVEX PTE. LTD. Full time

    Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...


  • Singapore StriveX Full time

    StriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...


  • Singapore StriveX Full time

    Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...


  • Singapore STRIVEX PTE. LTD. Full time

    Roles & ResponsibilitiesExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an...


  • Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...


  • Singapore Ashford Benjamin Ltd Full time

    Senior Management, Regulatory Compliance Director, Corporate Governance Recruitment Ashford Benjamin are supporting a global financial services firm who are hiring for an APAC Regulatory Compliance Manager for their team in Singapore; this is new headcount due to expansion. The Senior Manager will provide regulatory compliance advisory, manage all policies...


  • Singapore StriveX Full time

    StriveX APAC Compliance RoleStriveX is looking for an experienced Senior Compliance Manager to join its APAC Compliance team. This is an exciting opportunity to provide business and regulatory compliance advice and guidance to business units and senior management.Key Responsibilities:Provide business and regulatory compliance advice and guidance to business...


  • Singapore Scotiabank Full time

    OverviewScotiabank is a purpose-driven winning team committed to results in an inclusive and high-performing culture.Salary Range$60,000 - $80,000 per year, depending on experience.Job DescriptionThis position supports the Head of Global Regulatory Relations and Technology Compliance, APAC within APAC Central Compliance, and APAC Compliance in delivering the...

  • Compliance Manager

    3 weeks ago


    Singapore CUSHMAN & WAKEFIELD (S) PTE LTD Full time

    Roles & ResponsibilitiesJob Description SummaryThe Compliance Manager APAC will play a critical role in supporting the organization’s Ethics & Compliance team in the APAC region. The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations, anti-corruption,...


  • Singapore Rapyd Full time

    Job SummaryRapyd is seeking a highly experienced Compliance Specialist to join our team in the Asia Pacific region. The ideal candidate will have a strong background in regulatory compliance and governance, with a proven track record of implementing effective compliance frameworks and programs.ResponsibilitiesDevelop and implement a comprehensive compliance...


  • Singapore CSCGFM Corporate Services Full time

    About the job Job Description Title: Compliance Manager for CSC Global Capital Markets Location: Singapore Working Hours: Mon to Fri - 40 hours per week Hybrid - 2-3 days in the office We are looking for a Compliance Manager to join our Risk & Compliance team in APAC with a focus on Capital Markets. In this role you will report to the Global Capital Markets...


  • Singapore Scotiabank Full time

    About the RoleWe are seeking an experienced Regulatory Compliance Project Specialist to join our team at Scotiabank. The successful candidate will have a strong background in compliance and regulatory matters, with experience in managing projects from start to finish.Job SummaryThe Regulatory Compliance Project Specialist will provide support to the Manager,...


  • Singapore BOSTON SCIENTIFIC ASIA PACIFIC PTE. LTD. Full time

    Roles & ResponsibilitiesPurpose StatementThe purpose of this role is to provide regulatory expertise and leadership for APAC Sourced Finished Medical Devices (SFMD) projects and integrations of acquired companies, ensuring alignment with business objectives and compliance with relevant regulations. The role involves developing and implementing regulatory...


  • Singapore Ashford Benjamin Ltd Full time

      The Senior Manager will provide regulatory compliance advisory, manage all policies and procedures related to MAS requirements, liaise with the regulators, and be responsible for compliance monitoring, cross-border marketing, market abuse, licensing and manage all regulatory updates. To be qualified for this opportunity, you must have at circa 10+ years...