APAC Regulatory Relations Specialist

3 days ago


Singapore Scotiabank Full time

Overview

Scotiabank is a purpose-driven winning team committed to results in an inclusive and high-performing culture.

Salary Range

$60,000 - $80,000 per year, depending on experience.

Job Description

This position supports the Head of Global Regulatory Relations and Technology Compliance, APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia Pacific. The role provides reasonable assurance for core Central Compliance responsibilities:

  • Undertake coordination for the Global Regulatory Relations (GRR) for APAC Compliance.
  • Assist with weekly/monthly reporting within GRR.
  • Coordinate implementation of regional Technology Compliance and privacy projects.
  • Provide quality assurance on work produced by APAC Compliance.

The successful candidate will contribute to the overall success of the APAC Compliance and the GBM&T businesses in Asia Pacific, ensuring specific individual goals, plans, and initiatives are executed/delivered in support of the team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures.

Accountabilities

  • Champions a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursues effective and efficient operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
  • Champions a high-performance environment and contributes to an inclusive work environment.
  • Keep abreast of Asian legislation and regulatory developments and assist with the preparation of regulatory change reports to keep management up to date on relevant regulatory developments.
  • As part of APAC Central Compliance team, the incumbent will assist in the coordination, implementation, and monitoring of the Regulatory Library Remediation project, quarterly Compliance Risk Assessments, and Regulatory Change Management projects in Asia Pacific, including providing input regarding policies and procedures for implementation within APAC as a result of regulatory developments and perform regulatory gap analysis.
  • Assist the Head of Global Regulatory Relations and Technology Compliance, APAC in BAU management of the APAC GRR framework, including providing internal training and attending to queries of APAC Compliance teams regarding the framework.
  • Maintain and coordinate internal reporting workflows and standards, including but not limited to:
  • Act as the main coordinator for the Business-As-Usual maintenance of GRR/Privacy for APAC Compliance teams (Australia, China, Hong Kong, Japan, and Singapore).
  • Support APAC Central Compliance in various global GBM&T Compliance workstreams such as regulatory libraries and AUAC alignment, CRCA methodology updates, Issues Management (GIMS) reporting, etc.
  • Handle the APAC Central Compliance Department's incoming correspondence and file appropriately.
  • Arrange meetings and undertake other organizational tasks as necessary.
  • Attention to detail and high-quality oral and written communication skills are essential attributes. The incumbent will be expected to discuss issues with business senior management and liaise with the Head Office in a clear and credible manner.

Experience/Other Information

  • Post-secondary education required.
  • 2+ years of relevant compliance experience in a financial institution or a management consultant firm preferred.
  • Knowledge of the regulatory landscape and developments across major Asia jurisdictions (e.g., Australia, China, Hong Kong, India, Japan, and Singapore) is preferred.
  • Understanding of the financial services sector, including banking, sales, trading, and capital markets products is preferred.
  • Strong time management, analytical, and communication skills, with attention to detail.
  • Strong problem-solving and analytical skills.
  • Strong communication and presentation skills.
  • Able to balance multiple projects and competing priorities.
  • Able to work in a fast-paced environment.
  • Must be a results-oriented and highly motivated individual.
  • Ability to work creatively and analytically in a problem-solving environment.
  • High competence in developing presentations (MS Office Word, Excel, and PowerPoint).
  • Flexibility to balance multiple accountabilities and competing priorities against tight deadlines, whether working alone or as part of a cross-functional team.
  • Deals with a variety of issues and a high volume of work, working within internal and/or external processes.
  • Excellent verbal and written English skills.


  • Singapore Scotiabank Full time

    About the RoleWe are seeking an experienced Regulatory Compliance Project Specialist to join our team at Scotiabank. The successful candidate will have a strong background in compliance and regulatory matters, with experience in managing projects from start to finish.Job SummaryThe Regulatory Compliance Project Specialist will provide support to the Manager,...


  • Singapore BOSTON SCIENTIFIC ASIA PACIFIC PTE. LTD. Full time

    Roles & ResponsibilitiesPurpose StatementThe purpose of this role is to provide regulatory expertise and leadership for APAC Sourced Finished Medical Devices (SFMD) projects and integrations of acquired companies, ensuring alignment with business objectives and compliance with relevant regulations. The role involves developing and implementing regulatory...


  • Singapore MyGwork - LGBTQ+ Business Community Full time

    This job is with Boston Scientific, an inclusive employer and a member of my Gwork, the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Additional Locations: Australia-NSW-Mascot; Japan-Tokyo Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston...


  • Singapore Airwallex Full time

    About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...


  • Singapore Airwallex Full time

    About AirwallexAirwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...


  • Singapore People Profilers Full time

    About UsAt People Profilers, we are dedicated to providing top-notch recruitment services that cater to the diverse needs of our clients.Role OverviewWe are currently seeking a highly skilled Senior Technical Regulatory Specialist to join our team. This individual will play a crucial role in ensuring compliance with local regulations and guiding our APAC...


  • Singapore STONEX FINANCIAL PTE. LTD. Full time

    Job SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...


  • Singapore SG DIAGNOSTICS PTE. LTD. Full time

    The ideal candidate for this role at SG DIAGNOSTICS PTE. LTD. will be responsible for ensuring compliance with regulatory requirements and maintaining a thorough understanding of relevant policies.Key responsibilities include:Managing regulatory plans across Singapore and APAC for new and existing products, variations, modifications, renewals and...


  • Singapore Airwallex Full time

    About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...


  • Singapore Airwallex Full time

    About AirwallexAirwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...


  • SG, SINGAPORE, VIRTUAL Solventum Full time

    Role Overview:As the Regulatory Affairs Director for Solventum, you will lead the APAC Regulatory Affairs team, playing a critical strategic role in ensuring compliance and driving business success. Your expertise will be essential in developing and executing regulatory strategies to achieve product approvals faster than competitors.Key...


  • Singapore eFinancialCareers Full time

    Job Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...


  • SG, SINGAPORE, VIRTUAL Solventum Full time

    Job Title: Regulatory Affairs Director, APACAt Solventum, we are seeking a highly skilled and experienced Regulatory Affairs Director to lead our APAC Regulatory Affairs team. This role will be responsible for developing and executing regulatory strategies to achieve product approvals faster than competitors.The Impact You'll Make in this RoleDevelop and...


  • Singapore eFinancialCareers Full time

    Location: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACPrimary duties will include:Provide advice and guidance to business units and senior management on compliance, regulatory and policy areasUpdate policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators in...


  • SG, SINGAPORE, VIRTUAL Solventum Full time

    Job DescriptionSolventum is a pioneering company that enables better, smarter, safer healthcare to improve lives. As a new company with a long legacy of creating breakthrough solutions for our customers' toughest challenges, we pioneer game-changing innovations at the intersection of health, material and data science that change patients' lives for the...


  • Singapore eFinancialCareers Full time

    Location: Singapore Overview: Class: Full-time and Permanent Reports to: Head of Compliance, APAC Primary duties will include:  Provide advice and guidance to business units and senior management on compliance, regulatory and policy areas Update policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators...


  • Singapore Project68Search Full time

    Job OverviewAbout the RoleProject68Search is seeking an experienced Investor Relations Specialist to join our APAC team. As a key member of our global team, you will play a crucial role in supporting our capital raising and funds management activities in the region.Key ResponsibilitiesKey ResponsibilitiesDevelop and execute engagement plans for investors and...


  • Singapore Project68 Asia Full time

    This is a key hire and the first position of its kind to sit within the Singapore business, supporting all APAC and Middle East activity, this reports into the global team. Project68 Asia is a firm that really looks after its people, with a notable tenure of its staff and their commitment to ensuring the firm continues to be an employer of choice.This is a...

  • Regulatory Specialist

    3 weeks ago


    Singapore Careers@Gov Full time

    Job Summary We are seeking a highly motivated and detail-oriented Regulatory Specialist to join our team in the Chemical Control and Management Department (CCMD) of the Pollution Control Division (PCD1). As a Regulatory Specialist, you will play a crucial role in developing, reviewing, and enhancing policies and regulatory frameworks to ensure...


  • Singapore Abbott Laboratories Full time

    About Abbott Abbott is a global healthcare leader, creating breakthrough science to improve people’s health. We’re always looking towards the future, anticipating changes in medical science and technology. The Opportunity As a manager, the function of an Associate Director Regulatory Affairs, APAC (Asia Pacific) is to combine knowledge of scientific,...