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Regulatory Compliance Project Specialist
2 months ago
We are seeking an experienced Regulatory Compliance Project Specialist to join our team at Scotiabank. The successful candidate will have a strong background in compliance and regulatory matters, with experience in managing projects from start to finish.
Job SummaryThe Regulatory Compliance Project Specialist will provide support to the Manager, Regulatory Change Management & Compliance Projects APAC in delivering the compliance program for the GBM&T businesses in Asia Pacific. This includes coordinating regulatory library management remediation projects, assisting with quarterly compliance risk assessments, and coordinating regional compliance projects.
Key Responsibilities- Coordinate regulatory library management remediation projects for APAC Compliance teams;
- Assist with quarterly compliance risk assessments and regulatory change management projects;
- Coordinate regional compliance projects, including implementation and monitoring;
- Provide quality assurance on work produced by APAC Compliance teams;
- Support the Manager, Regulatory Change Management & Compliance Projects APAC in BAU management of the APAC Regulatory Change Management Framework;
- Maintain and coordinate internal reporting workflows and standards, including weekly updates on the APAC Regulatory Change Management system;
- Act as the main coordinator for the Business-As-Usual maintenance of regulatory libraries for APAC Compliance teams;
- Coordinate iRCM project implementation and work closely with the global iRCM team, Internal Control, or other relevant functions on rule interpretation and mapping of Business/Compliance controls;
- Post-secondary education;
- 2+ years of relevant compliance experience in a financial institution or a management consultant firm;
- Knowledge of the regulatory landscape and developments across major Asia jurisdiction (e.g. Australia, China, Hong Kong, India, Japan, and Singapore) is preferred;
- Understanding of the financial services sector, including banking, sales, trading and capital markets products is preferred;
- Strong time management, analytical and communication skills, with attention to detail;
- Ability to balance multiple projects and competing priorities;
- Able to work creatively and analytically in a problem-solving environment;
- High competence in developing presentations required (MS Office Word, Excel and PowerPoint);
- Flexibility to balance multiple accountabilities and competing priorities, against tight deadlines;
- Excellent verbal and written English skills.
$80,000 - $120,000 per annum, depending on qualifications and experience.