Senior FICC Regulatory Compliance Specialist
2 weeks ago
KS Talent Solutions seeks a skilled Senior FICC Regulatory Compliance Specialist to join our team.
Company Overview
KS Talent Solutions is a leading provider of talent solutions in the financial industry. We are committed to helping our clients succeed by providing them with top-notch professionals who possess the skills and expertise required to excel in their roles.
Job Description
We are currently looking for a Senior FICC Regulatory Compliance Specialist to support our clients' compliance needs. The ideal candidate will have a strong background in Markets Compliance, with experience in regulatory monitoring, compliance advisory, licensing management, desk reviews, training delivery, product approval, trade and communications surveillance, risk assessment, and project and audit support.
The successful candidate will be responsible for:
- Regulatory Monitoring: Track and evaluate regulatory changes affecting the FICC business and branch operations.
- Compliance Advisory: Advise front office colleagues on regulatory requirements relevant to FICC business.
- Licensing Management: Ensure the branch and employees maintain necessary licenses for business activities.
- Desk Reviews: Conduct compliance reviews of front office departments.
- Training Delivery: Lead Markets Compliance training sessions for Front Office and other departments.
- Product Approval: Review and approve new product approval requests.
- Trade & Communications Surveillance: Support the team with surveillance tasks, including investigating breaches.
- Risk Assessment: Perform annual Compliance Risk Assessments for the branch.
- Project & Audit Support: Assist with compliance projects, audits, and inspections.
- Leadership Support: Act as a deputy for the team lead during their absence.
Required Skills and Qualifications
To be successful in this role, you will need:
- A University degree.
- 5-8 years of experience in Markets Compliance or related fields, specifically in Global Markets sales and trading.
- Familiarity with Banking Act, Securities and Futures Act, Bluebook, FX Global Code of Conduct, and other MAS notices and guidelines related to FICC sales and trading.
Benefits
We offer a competitive salary package, including an estimated salary of $120,000 - $180,000 per annum, depending on experience, plus benefits and opportunities for professional growth and development.
Location
This role is based in Singapore.
-
Regulatory Specialist for FICC Markets
1 month ago
Singapore KS Talent Solutions Full timeAbout the RoleWe are seeking a highly skilled Regulatory Specialist to join our team in FICC Markets. As a key member of our compliance team, you will be responsible for ensuring that our business operations align with regulatory requirements.Key ResponsibilitiesRegulatory Monitoring: You will track and evaluate regulatory changes affecting our FICC business...
-
Markets Compliance
2 months ago
Singapore KS Talent Solutions Full timeResponsibilities: Regulatory Monitoring: Track and evaluate regulatory changes affecting the FICC business and branch operations. Compliance Advisory: Advise front office colleagues on regulatory requirements relevant to FICC business. Licensing Management: Ensure the branch and employees maintain necessary licenses for business activities. Desk Reviews:...
-
FICC Compliance, AVP
2 months ago
Singapore BEATHCHAPMAN (PTE. LTD.) Full timeRoles & ResponsibilitiesThe Role My Client is a leading Corporate Bank and we are looking for a FICC Compliance Officer to join the team in Singapore. We are looking for Compliance candidates who are keen to grow their career in an international and long-standing institution and you will be given the exposure across the Compliance function with proven...
-
FICC Compliance, AVP
1 month ago
Singapore BEATHCHAPMAN (PTE. LTD.) Full timeRoles & ResponsibilitiesThe Role My Client is a leading Corporate Bank and we are looking for a FICC Compliance Officer to join the team in Singapore. We are looking for Compliance candidates who are keen to grow their career in an international and long-standing institution and you will be given the exposure across the Compliance function with proven...
-
Regulatory Compliance Specialist
15 hours ago
Singapore AIA Singapore Private Limited Full timeAbout AIA Singapore Private LimitedAIA Singapore Private Limited is a leading insurance company that empowers individuals to live Healthier, Longer, Better Lives. Our team believes in fostering a positive risk culture and ensuring regulatory compliance across all business functions. The Role: Regulatory Compliance SpecialistThis position plays a vital role...
-
Regulatory Compliance Strategy Lead
1 month ago
Singapore Danos Group Full timeAt Danos Group, we are seeking a highly skilled Regulatory Compliance Strategy Lead to join our team. In this role, you will play a crucial part in shaping and implementing compliance strategies that drive business growth while ensuring regulatory adherence.As a key member of our compliance team, you will collaborate closely with senior management and...
-
Associate, FICC Sales, Fixed Income
2 months ago
Singapore CLSA Global Markets Pte Ltd Full timeAssociate, FICC Sales, Fixed Income Position Description The Associate, FICC Sales will be a crucial member of the CITIC CLSA FICC Flow Sales team to support the growth of our primary and secondary Asian bond distribution into the Southeast Asian fixed income investor accounts. The person will work closely with the regional FICC coverage teams to bridge...
-
FICC Trader, Fixed Income
1 week ago
Singapore CLSA Full timePosition Description CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based in Hong Kong as well as directly support FICC Sales to promote investment and hedging products across Commodities and Carbon...
-
Senior Specialist, Regulatory Affairs
1 day ago
Singapore IFF Full timeSenior Specialist, Regulatory Affairs Senior Specialist, Regulatory Affairs Apply remote type Hybrid Working locations Nucleos, Singapore time type Full time posted on Posted 30+ Days Ago job requisition id R2278Job Summary This position will be responsible for the management of product registrations, product compliance or product safety and risk assessment...
-
Senior Specialist, Regulatory Affairs
1 day ago
Singapore International Flavors & Fragrances Inc. Full timeThis IFF Career Site uses Google Analytics, as described in our Privacy Statement, for purposes that may include site operation, analytics, enhanced user experience. You may choose to consent or decline to our use of Google Analytics below. Senior Specialist, Regulatory Affairs Prijava remote type Hibridno delo locations Nucleos, Singapore time type Polni...
-
Regulatory compliance specialist
1 month ago
Singapore NETS Full timePosition Summary This role is responsible for ensuring the organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals. Key Responsibilities Ensure compliance with...
-
Senior Regulatory Compliance Specialist
15 hours ago
Singapore TENTEN PARTNERS PTE. LTD. Full timeCompany OverviewTenten Partners Pte. Ltd. is a leading financial institution dedicated to providing exceptional services to our clients.Job DescriptionWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our bank adheres to all relevant...
-
Senior regulatory affairs specialist
2 months ago
Singapore Airswift Full timeSenior Regulatory Affairs Specialist (1-Year Contract) Location: Singapore (On-Site) We are seeking a Senior Regulatory Affairs Specialist to join a dynamic global healthcare organization specializing in innovative diagnostic solutions. This role focuses on regulatory submissions and license management across high-growth markets in the Asia-Pacific region....
-
Senior Specialist, Regulatory Affairs
4 weeks ago
Singapore INTERNATIONAL FLAVORS & FRAGRANCES (GREATER ASIA) PTE. LTD. Full timeRoles & ResponsibilitiesJob SummaryThis position will be responsible for the management of product registrations, product compliance or product safety and risk assessment for Animal Nutrition & Health. IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food/feed, beverage, dietary supplements, and many other...
-
Senior Specialist, Regulatory Affairs
2 months ago
Singapore INTERNATIONAL FLAVORS & FRAGRANCES (GREATER ASIA) PTE. LTD. Full timeRoles & ResponsibilitiesJob SummaryThis position will be responsible for the management of product registrations, product compliance or product safety and risk assessment for Animal Nutrition & Health. IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food/feed, beverage, dietary supplements, and many other...
-
Senior Supply Chain Integration Specialist
4 weeks ago
Singapore Link Compliance Full timeAt Link Compliance, we are on the lookout for a skilled Senior Supply Chain Integration Specialist. This is a fantastic opportunity to join our team and contribute to the success of our clients in Singapore's local government sector.The role involves working closely with the application team to address existing batch workflow challenges in Automic and file...
-
Regional Regulatory Compliance Specialist
1 week ago
Singapore Luxury Careers Pte. Ltd. Full timeOur Client: Our Client is a luxury fashion brand that originated in France. We seek a Regional Regulatory Compliance Specialist to oversee the regulatory requirements of beauty products within the APAC region. Job Responsibilities Oversee beauty product registrations, renewals, regulatory documentation, requirements, and regulatory processes. Manage the...
-
Singapore CLSA Global Markets Pte Ltd Full timeFICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR000878Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based...
-
Singapore Bank of Singapore Full timeAt Bank of Singapore, we foster a culture of openness, teamwork, and fairness. Our organization invests in the professional and personal development of our employees through various programs. In addition to competitive remuneration packages, we offer non-financial benefits and opportunities for career growth within OCBC Group's global network of subsidiaries...
-
Singapore TENTEN PARTNERS PTE. LTD. Full timeResponsibilities: Liaison officer for regulatory bodies such as MAS, HKMA Etc. Provide regulatory compliance advisory to business and function stakeholders in relation to the Banking Act. Ensuring compliance adherence to the Singapore regulations for the Bank by ensuring Compliance policies and procedures are accurately updated. Monitor new regulatory...