FICC Compliance, AVP

Responsibilities: Regulatory Monitoring: Track and evaluate regulatory changes affecting the FICC business and branch operations. Compliance Advisory: Advise front office colleagues on regulatory requirements relevant to FICC business. Licensing Management: Ensure the branch and employees maintain necessary licenses for business activities. Desk Reviews:...

About Our OpportunityWe are seeking a skilled Compliance Risk Manager to join our FICC team in Singapore. With a proven track record in Compliance, you will be responsible for implementing and spearheading new FICC Compliance frameworks within the business.Job DescriptionThe RoleOur client is a leading Corporate Bank, and we are looking for a talented...

About Our ClientBeathChapman Pte Ltd is a leading Corporate Bank in the financial industry, seeking to expand its team with a highly skilled FICC Compliance professional.Job DescriptionWe are looking for a seasoned Compliance expert to implement and spearhead new FICC Compliance frameworks within our business. The ideal candidate will have a strong...

OverviewBeathChapman (PTE. LTD.) is a leading Corporate Bank seeking a highly skilled Compliance Officer to join their team in Singapore. As a key member of the compliance function, you will play a crucial role in implementing and spearheading new FICC Compliance frameworks within the business.

About the Role:We are seeking a highly skilled Regulatory Compliance Expert to join our team at KS Talent Solutions. This role will be responsible for ensuring compliance with regulatory requirements in the Financial Institution and Markets Compliance areas.Responsibilities:Monitoring Regulatory Changes: Track and evaluate regulatory changes affecting the...

FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR000878 Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based...

About the RoleWe are seeking a highly skilled Regulatory Specialist to join our team in FICC Markets. As a key member of our compliance team, you will be responsible for ensuring that our business operations align with regulatory requirements.Key ResponsibilitiesRegulatory Monitoring: You will track and evaluate regulatory changes affecting our FICC business...

FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR000878Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based...

Title: Intern, FICC Sales Desk (FI & FX)Requisition ID: 212061Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Primary role as Sales Assistant to FICC ( FX and Global Fixed Income) Sales Desk of Global Banking & Markets Desk in Singapore. Contributes to the overall success of the Global Banking...

Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

Requisition ID: 212061Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Primary role as Sales Assistant to FICC (FX and Global Fixed Income) Sales Desk of Global Banking & Markets Desk in Singapore. Contributes to the overall success of the Global Banking & Markets in APAC ensuring specific...

Job OverviewWe are seeking a skilled Market Compliance Officer to join our team at KS Consulting PTE. LTD. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.About the RoleThe successful candidate will have a strong background in Markets Compliance or...

Job Opportunity for a FICC Compliance OfficerWe are seeking an experienced Compliance professional to join our team in Singapore.About the Role:Develop and implement a new FICC Compliance framework within the business unitIdentify and mitigate Compliance gaps and risksEnsure policies align with Regulatory requirements and provide advisory supportPerform...

Roles & ResponsibilitiesOur client is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.Key Responsibilities: Regulatory Monitoring: Track and...

KS Consulting PTE. LTD. is seeking a skilled and proactive Compliance Officer to join our Markets Compliance Team.About the RoleThis critical position involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.Key Responsibilities:Regulatory Monitoring: Track and evaluate...

KS Consulting PTE. LTD. is seeking a skilled Market Risk and Compliance Specialist to join its Markets Compliance Team.Overview:The successful candidate will be responsible for monitoring regulatory changes, providing compliance advice, and executing second-line compliance controls to support the company's FICC business.Key Responsibilities:Regulatory...

KS Consulting PTE. LTD. Job Description: We are seeking a highly skilled and proactive Compliance Officer to join our Markets Compliance Team at KS Consulting PTE. LTD. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. Key Responsibilities:...

KS Talent Solutions is seeking a highly skilled Financial Markets Compliance Expert to join our team. This role plays a crucial part in ensuring that our business operations are in line with regulatory requirements and industry standards.Job SummaryWe are looking for a seasoned professional with extensive experience in Markets Compliance or related fields,...

Roles & Responsibilitiesabout the companyOur client is a Wholesale Bank looking to recruit a regulatory compliance officer at the AVP/VP level.about the job Support the business on all regulatory compliance matters pertaining to Banking Act, Securities & Futures Act (SFA) and Financial Advisors Act (FAA) to ensure compliance with MAS requirements Perform...

Job Description - Risk Management and Compliance (Manager/AVP) (240001 N3)The objective of Risk Management and Compliance function is to establish and maintain governance and oversight on the effectiveness of fraud risk management and compliance matters.Compliance matters include, but are not limited to, personal data protection, ethics, culture and conduct...