Markets compliance
1 month ago
Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different levels, provide advice, and perform groundwork for various compliance tasks and controls. Key Activities: Monitoring regulatory changes impacting the FICC business and the branch. Advising front office colleagues on regulatory requirements relating to FICC business. Ensuring that the branch and its employees have the necessary licenses to conduct their business activities. Performing Compliance desk reviews on front office departments. Conducting Markets Compliance training for Front Office colleagues and other colleagues. Reviewing and approving new product approval requests. Supporting team members with trade and communications surveillance, PAD controls, including investigations of any related breaches. Performing annual Compliance Risk Assessment for the branch. Supporting the team for compliance projects, head office reporting audits, and inspections. Deputising for team lead in their absence. Former Education: University degree Specialist Knowledge (Work Experience, Further Qualification): Work Experience: 5-8 years of experience in Markets Compliance or related fields covering Global Markets sales and trading. Understanding of Banking Act, Securities and Futures Act, Bluebook, FX Global Code of Conduct, and other MAS notices and guidelines related to FICC sales and trading. Other Relevant Skills: Good knowledge and understanding of the local regulatory framework and ability to analyse and interpret regulations and apply them to our business. Ability to identify key issues and escalate them in a timely manner. Good writing and communication skills. Organised and methodical. Able to work with colleagues of various levels from Front Office and other departments. #J-18808-Ljbffr
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Financial Crime Compliance Specialist
1 month ago
Singapore CMC Markets Full timeAbout the RoleAs a Financial Crime Compliance Specialist at CMC Markets, you will play a critical role in ensuring the company's adherence to Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) regulations.The ideal candidate will have a minimum of five years' experience in AML/CFT roles within a brokerage business in Singapore. You...
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AML, CFT, Financial Crime Compliance Specialist
2 months ago
Singapore CMC Markets Full timeAML/CFT, Financial Crime Compliance SpecialistAbout CMC Markets:CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we've expanded globally with offices across Europe and Asia Pacific. Over 1.2...
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Singapore Compliance Wise Full timeOKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...
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AML and Financial Crime Compliance Specialist
4 weeks ago
Singapore CMC Markets Full timeAbout the Role:Credit markets is a global leader in CFD trading and share investing. Our vision is to provide an exceptional online trading experience for everyone, empowering them to achieve their financial potential.Why Work at Credit Markets:We value growth: CMFAS (Financial Regulatory) qualification, LinkedIn learning, internal opportunities, intensive...
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Singapore CMC Markets Full timeAML, CFT, Financial Crime Compliance Assistant Manager or Manager About CMC Markets:CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we’ve expanded globally with offices across Europe and...
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Compliance analyst, aml investigations
3 weeks ago
Singapore Compliance Wise Full timeOKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We...
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Link Compliance Technical Sales Specialist
4 weeks ago
Singapore Link Compliance Full timeJob SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...
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Singapore Link Compliance Full timeAt Link Compliance, we specialize in providing regulatory-compliant, enterprise infrastructure for the digital capital markets.Estimated Salary: $120,000 - $180,000 per year We are seeking a highly skilled Senior Software Architect for Digital Capital Markets, to lead the development of end-to-end solutions for web applications. The ideal candidate will...
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Compliance officer, compliance
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Singapore CLSA Global Markets Pte Ltd Full timeCompliance Officer, Compliance As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...
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Compliance officer, compliance
4 weeks ago
Singapore CLSA Global Markets Pte Ltd Full timeCompliance Officer, ComplianceAs a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...
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Singapore Shield Financial Compliance Full timeShield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...
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CMC Markets | Sales Trader
2 days ago
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CMC Markets | Content
2 days ago
Singapore CMC Markets Full timeContent & Communications Specialist Analyst About CMC Markets: CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we’ve expanded globally with offices across Europe and Asia Pacific. Over...
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Singapore CLSA Global Markets Pte Ltd Full timeFinancial Crime Compliance Manager, Compliance Locations: Singapore Time Type: Full time Posted on: Posted 3 Days Ago Position Description The Financial Crime Manager is responsible for managing the financial crime compliance function for all the licensed CLSA entities in Singapore (“CLSA SG Entities”), providing advice and collaborating with business...
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Financial crime compliance manager, compliance
4 weeks ago
Singapore CLSA Global Markets Pte Ltd Full timeFinancial Crime Compliance Manager, ComplianceLocations: Singapore Time Type: Full time Posted on: Posted 3 Days Ago Position Description The Financial Crime Manager is responsible for managing the financial crime compliance function for all the licensed CLSA entities in Singapore (“CLSA SG Entities”), providing advice and collaborating with business...
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Senior Software Quality Assurance Lead
4 weeks ago
Singapore Link Compliance Full timeAbout Link ComplianceLink Compliance offers cutting-edge, regulatory-compliant infrastructure for the digital capital markets.
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Digital Commerce Strategist
3 weeks ago
Singapore Link Compliance Full timeAbout Link ComplianceLink Compliance is a leading company in the e-commerce industry, dedicated to providing innovative solutions for businesses.Salary Range: $80,000 - $110,000 per yearJob Description: As a Digital Commerce Strategist at Link Compliance, you will play a crucial role in developing and executing key merchandising initiatives, strategies, and...
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Singapore Link Compliance Full timeJob OverviewLink Compliance is seeking an experienced Business Development Manager to spearhead the growth of our rotating equipment solutions in diverse markets. This role requires a strong understanding of the pump and compressor market, as well as excellent sales and business development skills.About the RoleThis is a challenging opportunity for a...
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Senior Sales Manager
3 weeks ago
Singapore Link Compliance Full timeAbout the RoleWe are seeking an experienced Senior Sales Manager to lead our rotating equipment sales team. As a key member of our Link Compliance team, you will be responsible for driving sales growth and expanding our customer base in the rotating equipment market.
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IBM Sterling Technical Consultant
1 month ago
Singapore Link Compliance Full timeWe are seeking a talented IBM Sterling Technical Consultant to join our team at Link Compliance in Singapore. The ideal candidate will be deployed to a local government sector and will be responsible for managing various application systems, including Automic and IBM Sterling.Key responsibilities will include:Collaborating with the application team to...