Regulatory Compliance Expert
4 days ago
About the Role:
We are seeking a highly skilled Regulatory Compliance Expert to join our team at KS Talent Solutions. This role will be responsible for ensuring compliance with regulatory requirements in the Financial Institution and Markets Compliance areas.
Responsibilities:
- Monitoring Regulatory Changes: Track and evaluate regulatory changes affecting the Financial Institution's business and operations, including those related to Foreign Exchange (FX) and Commodities.
- Compliance Advisory Services: Provide expert guidance to front office colleagues on regulatory requirements relevant to the FICC business, ensuring that all activities are conducted in accordance with applicable laws and regulations.
- Licensing Management: Oversee the maintenance of necessary licenses for the branch and employees involved in business activities.
- Desk Reviews and Audits: Conduct regular compliance reviews of front office departments to ensure adherence to regulatory requirements.
- Training Delivery: Lead training sessions on Markets Compliance for Front Office and other departments, promoting a culture of compliance throughout the organization.
- Product Approval Process: Review and approve new product requests to ensure they meet regulatory standards.
- Trade & Communications Surveillance: Support the team with surveillance tasks, including investigating breaches and ensuring that all communication and trade practices comply with regulatory requirements.
- Risk Assessment: Perform annual Compliance Risk Assessments for the branch to identify potential risks and implement mitigating measures.
- Project Support: Assist with compliance projects, audits, and inspections, providing expert advice and guidance as needed.
- Leadership Support: Act as a deputy for the team lead during their absence, ensuring seamless continuity of operations.
Requirements:
- Education: A university degree is required.
- Experience: 5-8 years of experience in Markets Compliance or related fields, specifically in Global Markets sales and trading.
- Regulatory Knowledge: Familiarity with the Banking Act, Securities and Futures Act, Bluebook, FX Global Code of Conduct, and other MAS notices and guidelines related to FICC sales and trading.
What We Offer:
A competitive salary of SGD 120,000 - SGD 180,000 per annum, commensurate with experience, and a comprehensive benefits package, including health insurance and professional development opportunities.
-
Compliance and Regulatory Expert
1 month ago
Singapore Caladan Full time{"title": "Compliance & Regulatory Manager", "description": "Join Caladan's Team as a Compliance & Regulatory ManagerAt Caladan, we're seeking a seasoned Compliance & Regulatory Manager to drive our regulatory compliance efforts and support our business growth.Key Responsibilities:Regulatory Engagement: Stay up-to-date on crypto regulatory developments,...
-
Regulatory Compliance Expert
3 weeks ago
Singapore RECRUITPEDIA PTE. LTD. Full timeRoles & ResponsibilitiesOur company, RECRUITPEDIA PTE. LTD., is seeking a highly skilled Regulatory Compliance Specialist to join our team. The ideal candidate will have a strong background in regulatory compliance and a passion for ensuring that our medical devices and biotechnology products meet the highest standards.The Regulatory Compliance Specialist...
-
Regulatory Compliance Expert
3 weeks ago
Singapore GreenLane Full timeJob Title: Regulatory and Compliance Senior OfficerJob Summary:We are seeking a skilled Regulatory and Compliance Senior Officer to join our team at GreenLane. As a key member of our team, you will be responsible for implementing and maintaining compliance plans, responding to regulatory queries, and conducting periodic compliance reviews.Main...
-
Regulatory Compliance Expert
4 weeks ago
Singapore Bank of Singapore Full timeJob SummaryBank of Singapore is seeking a highly skilled Regulatory Compliance Manager to join our team. The successful candidate will be responsible for managing regulatory, compliance, and conduct risks through effective stakeholder engagement and robust regulatory change management.Key ResponsibilitiesProvide timely and quality advice to business, risk,...
-
Regulatory Compliance Expert
3 weeks ago
Singapore Bank of Singapore Full timeAt Bank of Singapore, we foster a culture of openness, teamwork, and fairness. Our team is dedicated to developing our people through various programs that enhance their professional and personal growth. In addition to attractive remuneration packages, we offer non-financial benefits and opportunities for career advancement within OCBC Group's global...
-
Regulatory Compliance Expert
3 weeks ago
Singapore GIC Private Limited Full timeGIC Private Limited is a leading global long-term investor, working at the point of impact for Singapore's financial future and the communities we invest in worldwide.Legal and Compliance DepartmentWe govern, structure, negotiate, and execute the largest and most complex deals globally, across all asset classes.ComplianceYou will gate-keep and escalate...
-
Regulatory Compliance Expert
2 weeks ago
Singapore Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a global financial institution with a rich history of providing innovative financial services and guidance to sophisticated clients.The company is committed to its enduring principles of service, expertise, and integrity, and has been in continuous operation since 1889.Role OverviewThe Regulatory Risk Management team at...
-
Regulatory Compliance Expert
5 hours ago
Singapore Careers@Gov Full timeThis is a challenging role at Careers@Gov that requires a highly skilled and experienced individual to support the Audits Branch in implementing regulatory inspections and licensing regime, policies, and initiatives. The successful candidate will be responsible for leading local and overseas regulatory inspections and licensing of manufacturers and dealers...
-
Compliance Officer
3 weeks ago
Singapore DA Financial Service Full timeAt DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant laws, regulations, and rules.Key ResponsibilitiesCompliance Advisory Support: Provide comprehensive compliance advisory...
-
Regulatory Compliance Specialist
4 weeks ago
Singapore Bank of Singapore Full timeRegulatory Compliance ManagerAt Bank of Singapore, we foster a culture of excellence and integrity. We are seeking a highly skilled Regulatory Compliance Manager to join our team and contribute to our mission of delivering exceptional service to our clients.Key ResponsibilitiesProvide expert advice on regulatory matters to business, risk, and infrastructure...
-
Compliance Expert
2 weeks ago
Singapore Capital Group Full timeCapital Group's Compliance Lead Role OverviewWe are seeking a seasoned Compliance Lead to support the needs of internal departments and external entities. As a compliance subject matter expert, you will provide direction and leadership to your team, ensuring regulatory compliance and effective supervisory controls.Key ResponsibilitiesSupport the completion...
-
Compliance Officer
2 weeks ago
Singapore Danos Group Full timeKey Responsibilities:Danos Group seeks a seasoned compliance professional to join our team as a Compliance Officer. As a key member of our organization, this individual will serve as a subject matter expert on MAS regulations and policies.Key Requirements:Mastery of MAS regulations and policies with a minimum of 5 years of compliance experience in asset...
-
Compliance Expert for Brokerage and Securities
3 weeks ago
Singapore AMETHYST ASIA PARTNERS PTE. LTD. Full timeJob Title: Compliance Expert for Brokerage and SecuritiesAt AMETHYST ASIA PARTNERS PTE. LTD., we are seeking a skilled Compliance Expert for Brokerage and Securities to join our team in Singapore. As a key member of our compliance team, you will be responsible for ensuring that our client's trading activities are aligned with regulatory requirements.Key...
-
Senior Compliance Expert
2 weeks ago
Singapore FP Global Full timeAt FP Global, we are seeking a seasoned Senior Compliance Expert to join our team in a key role, driving compliance excellence across our operations. Key responsibilities include:Providing expert guidance on regulatory and firm compliance policy to our equity capital markets, debt capital markets, and syndicate teams, as well as senior management on issues...
-
Regulatory Expert for Global Investments
2 weeks ago
Singapore Ethos BeathChapman Full timeAbout the Role:We are seeking a Regulatory Expert for Global Investments to join our team at Ethos BeathChapman. As a key member of our investment regulations team, you will be responsible for reviewing new products and markets for regulatory compliance.Main Responsibilities:Review new products and markets for regulatory complianceMonitor existing investment...
-
Regulatory Compliance Manager
2 months ago
Singapore Bank of Singapore Full timeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...
-
Regulatory Compliance Specialist
2 weeks ago
Singapore IQ-EQ Full timeJob OverviewIQ-EQ is seeking a skilled Regulatory Compliance Specialist to manage a portfolio of clients and their respective MAS license application projects.Provide expert compliance advice to clients on MAS regulations.Address clients' queries during calls and meetings.Prepare and submit MAS license application documents.Liaise and correspond with MAS on...
-
Regulatory Compliance Officer
3 weeks ago
Singapore Careers@Gov Full timeJob SummaryThe Policy and Strategy Development Division is part of the Policy, Research and Surveillance Group in the Health Promotion Board. The Division's mission is to formulate public health policies and strategies, progressing beyond promotional approaches to employ regulatory and policy levers to modify health behaviours.This position offers the right...
-
Compliance Manager
4 days ago
Singapore BANK OF CHINA LIMITED Full timeRoles & ResponsibilitiesJob Description Take a consultative approach in providing timely and quality advice to business and support units on compliance, regulatory and policy matters As a subject matter expert, interpret and analyse new or revised regulatory requirements, and provide advice and guidance to responsible parties for timely and effective...
-
Senior Management, Regulatory Compliance Expert
4 weeks ago
Singapore Ashford Benjamin Ltd Full timepThe Senior Manager will provide regulatory compliance advisory, manage all policies and procedures related to MAS requirements, liaise with the regulators, and be responsible for compliance monitoring, cross-border marketing, market abuse, licensing and manage all regulatory updates. To be qualified for this opportunity, you must have at least 10 years of...