Regulatory Specialist for FICC Markets

Responsibilities: Regulatory Monitoring: Track and evaluate regulatory changes affecting the FICC business and branch operations. Compliance Advisory: Advise front office colleagues on regulatory requirements relevant to FICC business. Licensing Management: Ensure the branch and employees maintain necessary licenses for business activities. Desk Reviews:...

FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR000878 Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based...

Associate, FICC Sales, Fixed IncomePosition Description The Associate, FICC Sales will be a crucial member of the CITIC CLSA FICC Flow Sales team to support the growth of our primary and secondary Asian bond distribution into the Southeast Asian fixed income investor accounts. The person will work closely with the regional FICC coverage teams to bridge...

Associate, FICC Sales, Fixed Income Position Description The Associate, FICC Sales will be a crucial member of the CITIC CLSA FICC Flow Sales team to support the growth of our primary and secondary Asian bond distribution into the Southeast Asian fixed income investor accounts. The person will work closely with the regional FICC coverage teams to bridge...

About the Role:We are seeking a highly skilled Regulatory Compliance Expert to join our team at KS Talent Solutions. This role will be responsible for ensuring compliance with regulatory requirements in the Financial Institution and Markets Compliance areas.Responsibilities:Monitoring Regulatory Changes: Track and evaluate regulatory changes affecting the...

FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR000878Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks based...

Job OverviewWe are seeking a skilled Market Compliance Officer to join our team at KS Consulting PTE. LTD. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.About the RoleThe successful candidate will have a strong background in Markets Compliance or...

About ScotiabankScotiabank is a leading bank in the Americas, dedicated to helping our customers achieve success through various financial services. Our purpose is to empower individuals and businesses to build a better future.About the RoleWe are seeking an ambitious FICC Sales Support Specialist to join our team in Singapore. This role will play a crucial...

KS Consulting PTE. LTD. is seeking a skilled Market Risk and Compliance Specialist to join its Markets Compliance Team.Overview:The successful candidate will be responsible for monitoring regulatory changes, providing compliance advice, and executing second-line compliance controls to support the company's FICC business.Key Responsibilities:Regulatory...

About Our ClientBeathChapman Pte Ltd is a leading Corporate Bank in the financial industry, seeking to expand its team with a highly skilled FICC Compliance professional.Job DescriptionWe are looking for a seasoned Compliance expert to implement and spearhead new FICC Compliance frameworks within our business. The ideal candidate will have a strong...

Title: Intern, FICC Sales Desk (FI & FX)Requisition ID: 212061Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Primary role as Sales Assistant to FICC ( FX and Global Fixed Income) Sales Desk of Global Banking & Markets Desk in Singapore. Contributes to the overall success of the Global Banking...

About Our OpportunityWe are seeking a skilled Compliance Risk Manager to join our FICC team in Singapore. With a proven track record in Compliance, you will be responsible for implementing and spearheading new FICC Compliance frameworks within the business.Job DescriptionThe RoleOur client is a leading Corporate Bank, and we are looking for a talented...

Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

Roles & ResponsibilitiesThe Role My Client is a leading Corporate Bank and we are looking for a FICC Compliance Officer to join the team in Singapore. We are looking for Compliance candidates who are keen to grow their career in an international and long-standing institution and you will be given the exposure across the Compliance function with proven...

Roles & ResponsibilitiesThe Role My Client is a leading Corporate Bank and we are looking for a FICC Compliance Officer to join the team in Singapore. We are looking for Compliance candidates who are keen to grow their career in an international and long-standing institution and you will be given the exposure across the Compliance function with proven...

KS Consulting PTE. LTD. Job Description: We are seeking a highly skilled and proactive Compliance Officer to join our Markets Compliance Team at KS Consulting PTE. LTD. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. Key Responsibilities:...

Requisition ID: 212061Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Primary role as Sales Assistant to FICC (FX and Global Fixed Income) Sales Desk of Global Banking & Markets Desk in Singapore. Contributes to the overall success of the Global Banking & Markets in APAC ensuring specific...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

Job Title: Regulatory Affairs SpecialistThe company is a fast-growing food and beverages business with a strong presence across Asia.Key Responsibilities:Develop and implement regulatory strategies to ensure compliance with all applicable laws and regulations.Stay up-to-date on changes in regulatory requirements and translate them into actionable steps for...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...