Senior Regulatory Compliance Specialist

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Job SummaryThe Senior Regulatory Compliance Specialist plays a critical role in ensuring the company's adherence to all relevant laws, regulations, and internal policies. This position involves overseeing the surveillance services designed to detect behaviors that may violate regulatory rules or Moomoo's internal policy and procedures.

About ExxonMobil CorporationExxonMobil Corporation is a leading energy company committed to delivering exceptional value to our stakeholders. We operate in over 50 countries and are one of the world's largest publicly traded oil and gas companies.Compensation PackageThe estimated annual salary for this position is around $120,000 - $180,000, depending on...

Company Overview:BeathChapman (Pte. Ltd.) is a leading Brokerage Firm in Singapore, offering a unique opportunity for a skilled Regulatory Compliance professional to join their team. With a global presence, the company provides a challenging work environment where you can make a significant impact.Estimated Salary: SGD 180,000 - SGD 220,000 per annum,...

Job Title: Regulatory Compliance SpecialistAbout Us:INDEX CAREER CONSULTANTS PTE. LTD. is a leading consulting firm providing expert services to clients across various industries.Job Description:We are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with regulatory...

About the RoleWe are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at PERSOLKELLY SINGAPORE PTE. LTD.Job DescriptionThe ideal candidate will have approximately 10 years of experience in regulatory, compliance or advisory roles in SME/corporate banking or financial institutions. They will be well-versed in regulations,...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cornerstone Global Partners PTE. LTD. in Singapore. This is a newly created role that will play a critical part in shaping the regulatory foundation of our business.About the RoleCMS License Application: Lead the end-to-end application process for the Capital...

Job OverviewIn this role as a Senior Regulatory Compliance Specialist, you will play a key part in ensuring that OCBC Bank adheres to regulatory requirements and mitigates compliance risks. With a strong focus on regulatory relations and risk management, you will be responsible for keeping abreast of regulatory developments and performing reporting to senior...

Job SummaryWe are seeking a seasoned Senior Regulatory Reporting Specialist with a wealth of experience in ensuring precise compliance with regulatory reporting mandates.About the RoleThis is an exciting opportunity for a skilled professional to join our team at Unison Consulting Pte Ltd as a Senior Regulatory Reporting Specialist. As a key member of our...

Job DescriptionWe are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team at SEATRIUM (SG) PTE. LTD.About the RoleThis is a key position responsible for ensuring compliance with regulatory requirements in the offshore wind industry.The successful candidate will be responsible for developing and implementing...

QCP is a leading digital asset trading firm in Singapore, with a strong commitment to compliance and risk management.We are seeking an experienced Regulatory Compliance Specialist to join our team. This role will be responsible for identifying and mitigating risks associated with our business activities, ensuring that we comply with all relevant regulatory...

Job OverviewLighthouse Canton PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will be responsible for ensuring that our organization remains compliant with all relevant regulatory requirements.About the RoleThis is a full-time position that offers a competitive salary of...

Job Title: Regulatory Compliance SpecialistAbout Us:HANWHA ASSET MANAGEMENT PTE. LTD. is a reputable financial institution committed to providing exceptional asset management services.Salary: Estimated SGD $120,000 - $180,000 per annumJob Description:We are seeking an experienced Compliance and Risk Management Officer to join our team. The ideal candidate...

The Edge Partnership seeks a seasoned Regulatory Compliance Specialist to ensure timely and accurate completion of all regulatory reporting requirements.Key Responsibilities:Reporting ManagementPrepare and distribute status reports on regulatory remediation efforts, monitor progress and highlight any potential issues to senior departmentsEngage in regulatory...

OverviewSparrow Operations Private Limited is a leading player in the fintech industry, providing innovative solutions for digital assets and payments services. As a Regulatory Compliance Specialist, you will play a crucial role in shaping the firm's compliance program and culture.Job DescriptionThis is an exciting opportunity to join our team as a...

Job OverviewWe are seeking a highly skilled Senior Private Banking Regulatory Compliance Specialist to join our team at STAR CAREER CONSULTING PTE. LTD. The ideal candidate will have 8 years of relevant experience in a Private Bank, with expertise in onboarding and account opening of PEP clients.Key Responsibilities:As a Senior Private Banking Regulatory...

Job RoleAs a Regulatory Compliance Specialist at OCBC Bank, you will play a crucial role in ensuring the Bank's adherence to regulatory requirements and mitigating compliance risks. Your expertise in regulatory compliance, risk management, and regulatory reporting will be essential in shaping the compliance framework and contributing to the organization's...