Senior Manager Regulatory Compliance APAC

3 weeks ago


Singapore eFinancialCareers Full time
Job Title: Senior Manager Regulatory Compliance APAC

Location: Singapore

Overview:

Class: Full-time and Permanent

Reports to: Head of Compliance, APAC

Key Responsibilities:

  • Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areas
  • Develop and implement policies, procedures, and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC, and regulators in APAC
  • Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training, and management reporting
  • Provide strategic advice and guidance on business expansion, innovative products, customer transactions, and regulatory issues in APAC
  • Conduct compliance risk assessments and ensure effective measures are in place to identify, assess, and mitigate risks
  • Support audits, investigations, and responding to queries from regulators and exchanges
  • Participate in strategic projects to upgrade digital platforms

Requirements:

  • At least 10 years of relevant working experience in financial services regulatory compliance or regulatory environment
  • Has working experience in audit firms, banks, brokerages, or financial services firms
  • Deep understanding of MAS regulations, SGX-DT rules, and best practices

What We Offer:

  • Hybrid (1-day WFH)
  • Regular knowledge-sharing meetings and mentoring sessions
  • No Travel Requirements


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