Senior Compliance Manager APAC
4 weeks ago
Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor role depending on the candidates preference and skill sets.
Job Responsibilities:
- Provide business and regulatory compliance advice and guidance to business units and senior management
- Update policies, procedures and controls to meet regulatory requirements of MAS.
- Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training and management reporting
- Advising on business expansion, innovative products, customer transactions and regulatory issues in APAC i.e. Singapore and Hongkong
- Perform compliance risk assessment and ensure effective measures are in place to identify, assess and mitigate risks
- Assist in audits, investigations and responding to queries from regulators and exchanges
- Participate in strategic projects to upgrade digital platforms
The Successful Applicant:
- Minimum 10 years of experience in regulatory compliance in financial services or regulatory environment
- Work experience in audit firms, banks, brokerages or financial services firms
- Professional certification in compliance is advantageous
Please reach out to Suhani Malhotra at smalhotra@strivex.sg for a confidential discussion.
Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.
EA Licence No : 23S2077
Registration No : R1770166
-
Regional legal counsel
2 weeks ago
Singapore Compliance Wise Full timeJob Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...
-
Senior compliance manager
2 weeks ago
Singapore STRIVEX PTE. LTD. Full timeExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...
-
Senior Compliance Manager APAC
4 weeks ago
Singapore StriveX Full timeStriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...
-
Senior Manager Regulatory Compliance APAC
3 weeks ago
Singapore eFinancialCareers Full timeJob Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...
-
Senior Manager Regulatory Compliance APAC
4 weeks ago
Singapore eFinancialCareers Full timeJob Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...
-
Senior Compliance Manager
3 weeks ago
Singapore STRIVEX PTE. LTD. Full timeRoles & ResponsibilitiesExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an...
-
Senior Regulatory Compliance Officer, APAC
3 weeks ago
Singapore STONEX FINANCIAL PTE. LTD. Full timeJob SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...
-
Compliance Manager
3 weeks ago
Singapore CUSHMAN & WAKEFIELD (S) PTE LTD Full timeRoles & ResponsibilitiesJob Description SummaryThe Compliance Manager APAC will play a critical role in supporting the organization’s Ethics & Compliance team in the APAC region. The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations, anti-corruption,...
-
Senior Manager Regulatory Compliance APAC
4 weeks ago
Singapore eFinancialCareers Full timeLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACPrimary duties will include:Provide advice and guidance to business units and senior management on compliance, regulatory and policy areasUpdate policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators in...
-
Senior Compliance Manager
1 week ago
Singapore StriveX Full timeStriveX APAC Compliance RoleStriveX is looking for an experienced Senior Compliance Manager to join its APAC Compliance team. This is an exciting opportunity to provide business and regulatory compliance advice and guidance to business units and senior management.Key Responsibilities:Provide business and regulatory compliance advice and guidance to business...
-
Senior Manager Regulatory Compliance APAC
1 month ago
Singapore eFinancialCareers Full timeLocation: Singapore Overview: Class: Full-time and Permanent Reports to: Head of Compliance, APAC Primary duties will include: Provide advice and guidance to business units and senior management on compliance, regulatory and policy areas Update policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators...
-
Senior Regulatory Compliance Manager, APAC
3 weeks ago
Singapore STONEX FINANCIAL PTE. LTD. Full timeRoles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...
-
Compliance manager, apac
2 weeks ago
Singapore CSCGFM Corporate Services Full timeAbout the job Job Description Title: Compliance Manager for CSC Global Capital Markets Location: Singapore Working Hours: Mon to Fri - 40 hours per week Hybrid - 2-3 days in the office We are looking for a Compliance Manager to join our Risk & Compliance team in APAC with a focus on Capital Markets. In this role you will report to the Global Capital Markets...
-
Director, APAC Legal and Compliance
2 weeks ago
Singapore Intuitive Surgical Full timeAbout the RoleThe Director, Legal and Compliance, APAC will play a critical role in supporting the growth of our corporate compliance program in the Asia Pacific region, particularly in Japan, South Korea, China, Taiwan, India, and Australia/New Zealand.This role requires a general familiarity with and understanding of laws, rules, and regulations applicable...
-
Senior Compliance Expert, APAC
2 weeks ago
Singapore Rapyd Full timeJob SummaryRapyd is seeking a highly experienced Compliance Specialist to join our team in the Asia Pacific region. The ideal candidate will have a strong background in regulatory compliance and governance, with a proven track record of implementing effective compliance frameworks and programs.ResponsibilitiesDevelop and implement a comprehensive compliance...
-
Director, regulatory compliance, apac
4 days ago
Singapore Airwallex Full timeAbout Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...
-
Singapore Monograph Full timeWho we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world’s largest enterprises to the most ambitious startups—use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount...
-
APAC Compliance Senior Specialist
3 weeks ago
Singapore WISE ASIA-PACIFIC PTE. LTD. Full timeRoles & ResponsibilitiesJob DescriptionSalary range: SGD 81k - 114k per annum + RSUs / MYR 85k - 132k per annum + RSUsThis role is located in Singapore / Kuala Lumpur.A bit about the role:As a member of the APAC Compliance team, you will work closely with Compliance Officers, Product, Operations and other teams to develop and implement testing and monitoring...
-
APAC Quality
3 weeks ago
Singapore CBRE GWS PTE. LTD. Full timeRoles & ResponsibilitiesCBRE, a leading global provider of integrated facilities and corporate real estate management, is seeking a highly motivated and experienced Quality and Compliance Manager to oversee the APAC region.As the Quality and Compliance Manager, you will play a crucial role in ensuring customer quality and compliance with GxP services...
-
Senior sales manager
2 weeks ago
Singapore PARK Senior Villas Chandler Full timeWe are looking for Senior Sales Managers for our client in Singapore! Our Client is a leading technology events company, specializing in organizing and delivering world-class conferences, exhibitions, and networking events. Their mission is to connect industry professionals, innovators, and thought leaders, facilitating knowledge exchange and business...