Senior Management, Regulatory Compliance

About the Company Our client is one of the leading composite insurers in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis. About the Job Maintaining accurate and up-to-date records of compliance activities Investigating and resolving compliance issues and...

About the Company Our client is one of the leading composite insurers in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.About the Job Maintaining accurate and up-to-date records of compliance activities Investigating and resolving compliance issues and...

Roles & Responsibilitiesabout the companyOur client is one of the leading composite insurers in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis. about the job Maintaining accurate and up-to-date records of compliance activities Investigating and resolving compliance...

Job Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...

Roles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...

Job OverviewIn this role as a Senior Regulatory Compliance Specialist, you will play a key part in ensuring that OCBC Bank adheres to regulatory requirements and mitigates compliance risks. With a strong focus on regulatory relations and risk management, you will be responsible for keeping abreast of regulatory developments and performing reporting to senior...

pThe Senior Manager will provide regulatory compliance advisory, manage all policies and procedures related to MAS requirements, liaise with the regulators, and be responsible for compliance monitoring, cross-border marketing, market abuse, licensing and manage all regulatory updates. To be qualified for this opportunity, you must have at least 10 years of...

Senior Manager/ Manager, Regulatory Compliance Job Description Supervise and oversee junior team members and review their work product. Review and draft compliance documents, frameworks and templates, covering all aspects of regulatory compliance. Analysing and summarising MAS publications and regulatory updates. Develop training programs, with...

Senior Manager/ Manager, Regulatory ComplianceJob DescriptionSupervise and oversee junior team members and review their work product. Review and draft compliance documents, frameworks and templates, covering all aspects of regulatory compliance. Analysing and summarising MAS publications and regulatory updates. Develop training programs, with opportunities...

Job SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...

Senior Manager - Risk & Regulatory Compliance Full-time Sia Partners is a next-generation management consulting firm offering a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. With 3,000 consultants in 20 countries and a projected USD 500 million in turnover for this fiscal year, we...

About ExxonMobil CorporationExxonMobil Corporation is a leading energy company committed to delivering exceptional value to our stakeholders. We operate in over 50 countries and are one of the world's largest publicly traded oil and gas companies.Compensation PackageThe estimated annual salary for this position is around $120,000 - $180,000, depending on...

Job Title: Regulatory and Compliance Senior OfficerJob Summary:We are seeking a skilled Regulatory and Compliance Senior Officer to join our team at GreenLane. As a key member of our team, you will be responsible for implementing and maintaining compliance plans, responding to regulatory queries, and conducting periodic compliance reviews.Main...

Senior Vice President, Regulatory Compliance (Insurance)We are seeking a highly skilled professional to join our team as a Senior Vice President, Regulatory Compliance (Insurance).Company OverviewHSBC Life in Singapore is the combination of AXA Singapore and HSBC Insurance. We offer a dynamic and innovative workplace, and a world of opportunities to develop...

Location: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACPrimary duties will include:Provide advice and guidance to business units and senior management on compliance, regulatory and policy areasUpdate policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators in...

Location: Singapore Overview: Class: Full-time and Permanent Reports to: Head of Compliance, APAC Primary duties will include:  Provide advice and guidance to business units and senior management on compliance, regulatory and policy areas Update policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators...

Job Overview At IQ-EQ, we are seeking an experienced Regulatory Compliance Expert to manage a portfolio of clients and provide advisory services. This is a senior role that requires strong knowledge of regulatory requirements and excellent communication skills.Key ResponsibilitiesManage a portfolio of clients and provide regular updates to senior...

Our client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team. Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities’ routine queries and coordinate completion of surveys and other requests for information. Develop and...

Job SummaryThe Senior Regulatory Compliance Specialist plays a critical role in ensuring the company's adherence to all relevant laws, regulations, and internal policies. This position involves overseeing the surveillance services designed to detect behaviors that may violate regulatory rules or Moomoo's internal policy and procedures.

Senior Management, Regulatory Compliance Director, Corporate Governance Recruitment Ashford Benjamin are supporting a global financial services firm who are hiring for an APAC Regulatory Compliance Manager for their team in Singapore; this is new headcount due to expansion. The Senior Manager will provide regulatory compliance advisory, manage all policies...