Regulatory Compliance Expert with Portfolio Management

3 days ago


Singapore IQ-EQ Full time

Job Overview

At IQ-EQ, we are seeking an experienced Regulatory Compliance Expert to manage a portfolio of clients and provide advisory services. This is a senior role that requires strong knowledge of regulatory requirements and excellent communication skills.

Key Responsibilities

  • Manage a portfolio of clients and provide regular updates to senior management.
  • Provide advisory services to clients on regulatory matters, including submissions and reviews of regulatory filings and notifications.
  • Liaise with MAS and auditors to ensure compliance with regulatory requirements.
  • Prepare and review periodic compliance reports for senior management or the board of directors.
  • Develop and maintain compliance manuals, checklists, registers, and calendars.
  • Perform ad-hoc projects, including regulatory mock inspections and AML/CFT CDD checks.

Requirements

  • Minimum 5 years of experience in regulatory compliance, preferably in a financial services company.
  • Strong knowledge of regulatory requirements and excellent analytical skills.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.

Salary and Benefits

We offer a competitive salary range of SGD $80,000 - $120,000 per annum, depending on experience, plus benefits including medical insurance, retirement plan, and paid annual leave.



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