Regulatory Compliance Expert with Portfolio Management
3 days ago
Job Overview
At IQ-EQ, we are seeking an experienced Regulatory Compliance Expert to manage a portfolio of clients and provide advisory services. This is a senior role that requires strong knowledge of regulatory requirements and excellent communication skills.
Key Responsibilities
- Manage a portfolio of clients and provide regular updates to senior management.
- Provide advisory services to clients on regulatory matters, including submissions and reviews of regulatory filings and notifications.
- Liaise with MAS and auditors to ensure compliance with regulatory requirements.
- Prepare and review periodic compliance reports for senior management or the board of directors.
- Develop and maintain compliance manuals, checklists, registers, and calendars.
- Perform ad-hoc projects, including regulatory mock inspections and AML/CFT CDD checks.
Requirements
- Minimum 5 years of experience in regulatory compliance, preferably in a financial services company.
- Strong knowledge of regulatory requirements and excellent analytical skills.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
Salary and Benefits
We offer a competitive salary range of SGD $80,000 - $120,000 per annum, depending on experience, plus benefits including medical insurance, retirement plan, and paid annual leave.
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