Compliance Officer

Full time | Excis Compliance ltd | Singapore Posted On 10/07/2024Job Information IT Services Work Experience: 1-3 years City: Cecil Street State/Province: Central Singapore 069535Job Description Target Onboarding Date : November 4, 2024Experience : 3+ years Job Overview : Join our global team supporting a leading company in Singapore’s fast-paced business...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We’re rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

Compliance Officer, ComplianceAs a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

Compliance Officer, Compliance As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for ensuring that our business operations are in compliance with all applicable laws and regulations.Key Responsibilities:Monitor and report on compliance risks and...

Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

Job Description: We are seeking a seasoned Compliance Officer to join our team at Charterhouse Partnership Singapore. As a Compliance Officer, you will be responsible for developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks. You will also take ownership in implementing these policies across the...

Roles & ResponsibilitiesJob Title: Compliance OfficerLocation: 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type: Full-TimeAbout UsMargin Wheeler is one of Singapore’s most trusted and best-reviewed Corporate Service Providers, offering a comprehensive suite of corporate solutions, including incorporation, compliance, accounting, and...

About the RoleThe Compliance Manager will operate in an international environment and work closely with various teams in the organization (Risk, Compliance, Legal, Sales...).Key ResponsibilitiesAct as the guardian of the global and local Regulatory Reporting process and be the principal point of contact for regulatory reporting related topics between the...

The IACUC Compliance officer will provide compliance and administrative support to the IACUC in facilitating its role and functions in the oversight of NUS animal care and use programme. Duties and Responsibilities: Perform administrative functions at the IACUC Office e.g. co-ordinate meetings, produce monthly (at a minimum) IACUC meeting minutes, liaise...

Job Title: Compliance Officer (Financial)Company: BRDGE Technology Pte LtdLocation: Singapore + Hong KongEmployment Type: Full-timeBRDGE Technology is a leading fintech platform committed to delivering innovative financial solutions in compliance with Singapore's regulatory framework. We seek a dedicated and detail-oriented Compliance Officer to join...

Responsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...

Press Tab to Move to Skip to Content Link The IACUC Compliance officer will provide compliance and administrative support to the IACUC in facilitating its role and functions in the oversight of NUS animal care and use programme. Duties and Responsibilities: Perform administrative functions at the IACUC Office e.g. co-ordinate meetings, produce monthly (at a...

About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We started from scratch by building a completely cloud-native clearing and custody system designed for today’s complex, global market. Clear...

Job highlights Full time Singapore, Singapore, Singapore Compliance Job ID R200000940 Closing date Never Last Updated 28/11/2024 ...

Job Title: Compliance Officer (Financial)Company: BRDGE Technology Pte Ltd Location: Singapore + Hong Kong Employment Type: Full-time BRDGE Technology is a leading fintech platform committed to delivering innovative financial solutions in compliance with Singapore's regulatory framework. We seek a dedicated and detail-oriented Compliance Officer to join...

Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...

Job Title: Compliance OfficerWe are seeking a skilled Compliance Officer to join our team at StriveX. As a key member of our Compliance department, you will be responsible for managing the day-to-day client servicing and AML events through the full life-cycle of a client's relationship.Key Responsibilities:Perform sampling checks by way of Quality Control or...

Job Scope: To support and enhance the compliance framework for our clients. Monitor and ensure compliance with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements. Oversee client onboarding, performing due diligence and KYC checks in line with regulatory standards and company policies. Develop, review, and update...

Roles & Responsibilities Compliance Exp Corporate Service Provider / Financial Services industry Financial StatementJob Scope: To support and enhance the compliance framework for our clients Monitor and ensure compliance with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements. Oversee client onboarding,...