Compliance manager, apac
2 weeks ago
About the job Job Description Title: Compliance Manager for CSC Global Capital Markets Location: Singapore Working Hours: Mon to Fri - 40 hours per week Hybrid - 2-3 days in the office We are looking for a Compliance Manager to join our Risk & Compliance team in APAC with a focus on Capital Markets. In this role you will report to the Global Capital Markets (“GCM”) Business Unit (“BU”) APAC Regional Compliance Director supporting our Singapore, Hong Kong, Australia and New Zealand Capital Markets teams. Some of the things you’ll be doing: Support the provision of compliance and regulatory advice and guidance to the APAC GCM BU in line with enterprise and local policies and procedures and regulatory requirements. Work with the GCM BU to provide pro-active compliance and regulatory advice in relation to the assessment of new business and the reassessment of existing business. Assist with the delivery on the annual Compliance Monitoring Programme across the APAC region. Follow regulatory trends, keep track of changes to laws and regulations relevant to the GCM APAC Business Unit including but not limited to, AML and Sanctions laws. Communicate and provide guidance to the business on changes to policies and relevant upcoming regulatory or legal changes. Oversee, manage and respond to ad hoc queries from key stakeholders, including the regulator, the Risk & Compliance leadership team and the GCM BU leads. Collate and analyse management information and develop and deliver Compliance reports to relevant stakeholders including the GCM APAC leadership and Group Compliance. Support the Regional Compliance Director, GCM to engage in wider business projects from a Compliance perspective. Help manage the preparation and delivery of relevant training to staff on anti-money laundering, countering of terrorist financing and counter proliferation financing (AML/CFT/CPF), and regulatory compliance matters. Ensure all allocated tasks are proactively managed to resolution. Be an expert in the allocated field of responsibility, providing advice and technical input as required to both client teams and operations staff. Establish and maintain good relationships with all client teams offering guidance and development when required. Collaborate and support the APAC GCM Compliance team’s work planning, set objectives, and manage deliverables and performance. What technical skills, experience, and qualifications do you need? Required qualifications: 5-10 years of experience of successfully working within a Compliance function in a Financial Services company. Holding a relevant compliance certification. Good understanding of Capital Markets Business in APAC. Proven excellent interpersonal and people management skills. Excellent time management and ability to work under pressure. Self-motivated and able to work without close supervision. Demonstrated effective communicator. Proven ability to work effectively as part of a team. About Us CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business. Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other. CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued. CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies will not be eligible to claim related fees and the submitted resumes will be considered property of CSC. We encourage candidates to apply directly to our website and not through third-party sources. Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications. #J-18808-Ljbffr
-
Regional legal counsel
2 weeks ago
Singapore Compliance Wise Full timeJob Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...
-
Compliance Manager
3 weeks ago
Singapore CUSHMAN & WAKEFIELD (S) PTE LTD Full timeRoles & ResponsibilitiesJob Description SummaryThe Compliance Manager APAC will play a critical role in supporting the organization’s Ethics & Compliance team in the APAC region. The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations, anti-corruption,...
-
Senior Compliance Manager APAC
4 weeks ago
Singapore StriveX Full timeStriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...
-
Senior compliance manager
2 weeks ago
Singapore STRIVEX PTE. LTD. Full timeExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...
-
Senior Manager Regulatory Compliance APAC
3 weeks ago
Singapore eFinancialCareers Full timeJob Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...
-
APAC Compliance Leadership Opportunity
5 hours ago
Singapore Rapyd Full timeCompany OverviewRapyd is a leading fintech company that enables businesses to reach underserved markets through its robust and scalable technology platform.Job DescriptionDirector of Governance and Compliance, APACThe Director of Governance and Compliance, APAC will be responsible for creating and implementing a scalable compliance framework across first and...
-
Director, APAC Legal and Compliance
2 weeks ago
Singapore Intuitive Surgical Full timeAbout the RoleThe Director, Legal and Compliance, APAC will play a critical role in supporting the growth of our corporate compliance program in the Asia Pacific region, particularly in Japan, South Korea, China, Taiwan, India, and Australia/New Zealand.This role requires a general familiarity with and understanding of laws, rules, and regulations applicable...
-
Senior Manager Regulatory Compliance APAC
4 weeks ago
Singapore eFinancialCareers Full timeJob Title: Senior Manager Regulatory Compliance APACLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACKey Responsibilities:Provide expert advice and guidance to business units and senior management on compliance, regulatory, and policy areasDevelop and implement policies, procedures, and controls to meet regulatory...
-
Senior Compliance Manager APAC
4 weeks ago
Singapore StriveX Full timeExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...
-
Senior Compliance Manager
3 weeks ago
Singapore STRIVEX PTE. LTD. Full timeRoles & ResponsibilitiesExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an...
-
Senior Compliance Expert, APAC
2 weeks ago
Singapore Rapyd Full timeJob SummaryRapyd is seeking a highly experienced Compliance Specialist to join our team in the Asia Pacific region. The ideal candidate will have a strong background in regulatory compliance and governance, with a proven track record of implementing effective compliance frameworks and programs.ResponsibilitiesDevelop and implement a comprehensive compliance...
-
APAC Quality
3 weeks ago
Singapore CBRE GWS PTE. LTD. Full timeRoles & ResponsibilitiesCBRE, a leading global provider of integrated facilities and corporate real estate management, is seeking a highly motivated and experienced Quality and Compliance Manager to oversee the APAC region.As the Quality and Compliance Manager, you will play a crucial role in ensuring customer quality and compliance with GxP services...
-
Director, regulatory compliance, apac
4 days ago
Singapore Airwallex Full timeAbout Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with fully integrated solutions to manage everything from business...
-
Compliance Officer
5 hours ago
Singapore SMBC Group Full timeJob OverviewWe are seeking a highly skilled and experienced Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a crucial role in ensuring the bank's operations comply with regulatory requirements.
-
Senior Manager Regulatory Compliance APAC
4 weeks ago
Singapore eFinancialCareers Full timeLocation: SingaporeOverview:Class: Full-time and PermanentReports to: Head of Compliance, APACPrimary duties will include:Provide advice and guidance to business units and senior management on compliance, regulatory and policy areasUpdate policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators in...
-
Senior Manager Regulatory Compliance APAC
1 month ago
Singapore eFinancialCareers Full timeLocation: Singapore Overview: Class: Full-time and Permanent Reports to: Head of Compliance, APAC Primary duties will include: Provide advice and guidance to business units and senior management on compliance, regulatory and policy areas Update policies, procedures and controls to meet regulatory requirements of MAS, MinLaw, SGX-DT, SGX-DC and regulators...
-
Singapore Monograph Full timeWho we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world’s largest enterprises to the most ambitious startups—use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount...
-
Global compliance manager
4 days ago
Singapore APAC Michael Page Full timeOur client is seeking a Compliance Manager who will be responsible for leading the development, implementation, and continuous improvement of a comprehensive Compliance Management System, ensuring adherence to both internal and external regulations, including ISO standards. The role also involves managing compliance cases, conducting investigations, and...
-
Senior Regulatory Compliance Manager, APAC
3 weeks ago
Singapore STONEX FINANCIAL PTE. LTD. Full timeRoles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...
-
Ethics and compliance manager
2 weeks ago
Singapore TIKTOK PTE. LTD. Full timeTik Tok will be prioritizing applicants who have a current right to work in Singapore, and do not require Tik Tok's sponsorship of a visa. Tik Tok is the leading destination for short-form mobile video. At Tik Tok, our mission is to inspire creativity and bring joy. Tik Tok's global headquarters are in Los Angeles and Singapore, and its offices...