Senior Compliance Manager APAC
1 month ago
StriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.
Key Responsibilities:
- Provide strategic compliance advice to business units and senior management
- Develop and implement policies, procedures, and controls to meet regulatory requirements
- Supervise licensing, regulatory change management, complaints handling, compliance monitoring, and conflict of interests management
- Advising on business expansion, innovative products, and regulatory issues in APAC
- Perform compliance risk assessments and ensure effective measures are in place to identify, assess, and mitigate risks
- Assist in audits, investigations, and responding to queries from regulators and exchanges
Requirements:
- Minimum 10 years of experience in regulatory compliance in financial services or regulatory environment
- Work experience in audit firms, banks, brokerages, or financial services firms
- Professional certification in compliance is advantageous
Please contact Suhani Malhotra at smalhotra@strivex.sg for a confidential discussion.
Only shortlisted candidates will be responded to.
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