Strategic Compliance Lead APAC
6 days ago
StriveX is an international financial institution seeking a highly experienced Senior Regulatory Compliance Manager to join its rapidly growing APAC Compliance team.
About StriveXWe are a well-reputed organisation with aggressive growth plans, offering exciting opportunities for professional development and career advancement.
Job SummaryThis is an excellent opportunity to leverage your expertise in business and regulatory compliance, providing critical advice and guidance to our senior management and business units.
Key Responsibilities:- Develop and implement effective compliance strategies, ensuring seamless integration with our business operations.
- Stay up-to-date with evolving regulatory requirements, particularly in Singapore and Hong Kong, and update our policies, procedures, and controls accordingly.
- Oversee licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interest management, cross-border marketing, market abuse, outsourcing, training, and management reporting.
- Advise on business expansion, innovative products, customer transactions, and regulatory issues in the APAC region.
- Conduct thorough risk assessments and implement measures to identify, assess, and mitigate potential risks.
- Promote best practices in audits, investigations, and responses to queries from regulators and exchanges.
- Collaborate in strategic projects to enhance our digital platforms.
- A minimum of 10 years of experience in regulatory compliance within the financial services or regulatory environment.
- Proven work history in audit firms, banks, brokerages, or financial services companies.
- A professional certification in compliance is a significant advantage.
We estimate a competitive salary range of SGD 120,000 - 180,000 per annum, reflecting the seniority and qualifications required for this role. If you are a motivated and seasoned professional looking to take your career to the next level, please get in touch for a confidential discussion.
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