Senior compliance manager apac | singapore, sg | hybrid

7 days ago


Singapore StriveX Full time

Senior Compliance Manager APAC Strive X SingaporePosted:2 days ago |Job Type:Hybrid |Employment Type:Permanent |Salary:S$10k - S$15k
Our client, a reputed Financial Institution, is looking to hire a senior regulatory compliance expert for its Compliance team. This role will cover Singapore and Hong Kong and reports directly to the APAC Head of Compliance.
This is an excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organization is aggressively growing, there will be opportunities for professional growth. This can be a team lead or an individual contributor role depending on the candidate's preference and skill sets.
Job Responsibilities:
Provide business and regulatory compliance advice and guidance to business units and senior management.
Update policies, procedures, and controls to meet regulatory requirements of MAS.
Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training, and management reporting.
Advise on business expansion, innovative products, customer transactions, and regulatory issues in APAC, i.e., Singapore and Hong Kong.
Perform compliance risk assessments and ensure effective measures are in place to identify, assess, and mitigate risks.
Assist in audits, investigations, and responding to queries from regulators and exchanges.
Participate in strategic projects to upgrade digital platforms.
The Successful Applicant:
Minimum 10 years of experience in regulatory compliance in financial services or regulatory environments.
Work experience in audit firms, banks, brokerages, or financial services firms.
Professional certification in compliance is advantageous.
Please reach out to Suhani Malhotra at for a confidential discussion.
Only shortlisted candidates will be responded to; therefore, if you do not receive a response within 14 days, please accept this as notification that you have not been shortlisted.
Strive X is a boutique recruitment consultancy firm that believes in always connecting the right talent with the right businesses.#J-18808-Ljbffr



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