Compliance Manager
1 week ago
**Roles & Responsibilities**
- Lead the development of compliance controls framework and implementation of compliance-related processes and procedures
- Keep abreast with regulatory changes and provide compliance advisory to senior management and business
- Create, maintain and ensure that all operational procedures comply with applicable regulations
- Conduct monitoring on licensing conditions and regulatory requirements
- Perform compliance reviews and assist in preparing reports to the senior management / board
- Act as point of contact with regulators (e.g. MAS, etc) directly on queries and regulatory submissions
- Provide compliance advisory and support on client due diligence for client on-boarding and KYC periodic reviews and AML/CFT matters.
- Identify, provide assessment and maintain documentation on compliance issue e.g. conflict of interest, complaints, etc, as well escalate issues to senior management/ Board in line with policy
- Maintain registers in line with regulatory requirements
- Conduct training and updates on compliance topics and regulatory requirements
- Preparation of data review and submissions to MAS
- Any other projects/ duties as may be assigned
**Requirements**:
- Minimum 3 experience in compliance in a financial institution in Singapore
- Bachelor degree in any discipline. Degree in accountancy, finance, business administration or law is a plus
- Familiar with MAS regulations and compliance procedures and workflow, specifically with regard to CMSL and recognised market operator (RMO)
- Demonstrated successful track record in working with internal stakeholders (e.g. marketing, capital markets, legal, technology, finance and HR) and external partners
- Excellent Communication, interpersonal and influencing skills
- Be a self-starter, a highly motivated person able to work in a fast paced entrepreneurial environment that is continually changing
- Professional compliance related certifications a plus
-
Compliance Analyst
18 hours ago
Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full timeAssist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...
-
IT Support Specialist
5 days ago
Singapore Excis Compliance Full timeWe are seeking a skilled IT Support Specialist to join our team at Excis Compliance in Singapore. In this role, you will be responsible for installing, configuring, and managing end-user laptops, desktops, printers, and mobile devices.As an IT Support Specialist, you will troubleshoot and resolve IT incidents, escalating as necessary to meet service level...
-
Technical Support Professional
5 days ago
Singapore Excis Compliance Full timeKey ResponsibilitiesWe are seeking a Technical Support Professional to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers,...
-
Desktop Engineer
5 days ago
Singapore Excis Compliance Full timeJob OverviewWe are looking for a Desktop Engineer to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers, and mobile...
-
Computer Hardware Technician
5 days ago
Singapore Excis Compliance Full timeRole DescriptionWe are looking for a Computer Hardware Technician to join our Excis Compliance team in Singapore. As a key member of our IT department, you will be responsible for providing technical support and assistance to our employees.Your primary responsibilities will include installing, configuring, and managing end-user laptops, desktops, printers,...
-
Computer Systems Support Analyst
5 days ago
Singapore Excis Compliance Full timeWe're looking for a skilled Computer Systems Support Analyst to join our team at Excis Compliance. As a Computer Systems Support Analyst, you will analyze and troubleshoot complex technical issues related to computer systems and networks.ResponsibilitiesAnalyze and troubleshoot technical issues related to computer systems and networks.Collaborate with...
-
Voice Systems Engineer
5 days ago
Singapore Excis Compliance Full timeThis exciting opportunity requires a seasoned Voice Engineer with minimum 5 years' experience in technical and voice operations within investment banking, financial institutions, or large enterprises.Requirements:Bachelor's degree in Computer Science, Telecommunications, or a related field.Extensive knowledge of Cisco Call Manager Configuration and Cisco...
-
IT Technical Support Specialist
5 days ago
Singapore Excis Compliance Full timeAt Excis Compliance, we're seeking a skilled IT Technical Support Specialist to join our team. As an IT Technical Support Specialist, you will provide top-notch hardware and software support to employees and new hires.Key ResponsibilitiesInstall and image Windows and Apple laptops/desktops, including IMAC (installations, moves, additions, and changes) and...
-
Desktop Hardware Engineer
5 days ago
Singapore Excis Compliance Full timeWe're looking for an experienced Desktop Hardware Engineer to join our team at Excis Compliance. As a Desktop Hardware Engineer, you will be responsible for the deployment, maintenance, and troubleshooting of desktop computers and peripherals.ResponsibilitiesDeploy and maintain desktop computers, printers, and other peripherals. Troubleshoot hardware and...
-
Help Desk Technician
5 days ago
Singapore Excis Compliance Full timeExcis Compliance is seeking a highly motivated Help Desk Technician to join our team. As a Help Desk Technician, you will provide technical support to employees and new hires, ensuring they have the necessary tools to perform their jobs efficiently.Key ResponsibilitiesRespond to and resolve customer inquiries and technical issues via phone, email, or...
-
Senior Manager
5 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...
-
Desktop Support Engineer L2 SG
5 days ago
Singapore Excis Compliance Full timeCecil Street, Singapore | Posted on 07/10/2024Target Onboarding Date : November 4, 2024Experience : 3+ years Job Overview Join our global team supporting a leading company in Singapore's fast-paced business district. As an IT Desktop Support Engineer, you'll be the go-to person for resolving tech issues and ensuring smooth day-to-day operations. You'll get...
-
E-commerce Marketing Manager
2 weeks ago
Singapore Link Compliance Full time**Responsibilities** - Create and execute social media strategies to increase the company's online presence. - Take ownership and spearhead the comprehensive strategy formulation and planning for online campaigns across the entire Domestic Promotions and Campaign team. - Offer guidance, direction, and supervision to both sitewide and category marketers. -...
-
Cafe Manager
5 days ago
Singapore LINK COMPLIANCE PTE. LTD. Full timeRoles & ResponsibilitiesLink Compliance is representing an Italian Retail Luxury Brand to serach for a Cafe Manager to join their team.We are looking for a passionate and customer-focused Café Store Manager The Cafe Manager will organize daily operations and motivate staffs to provide excellent customer service as well as to help increase profitability and...
-
L2 Voice Engineer SG
5 days ago
Singapore Excis Compliance Full timeMarina Bay, Singapore | Posted on 21/03/2025We are seeking a highly skilled and experienced Voice Engineer to join our dynamic team in Asia. As a key member of our telecommunications infrastructure team, you will play a pivotal role in designing, implementing, and supporting cutting-edge network and telephony systems across the Asia Pacific region. Your...
-
Financial Services Sales Professional
5 days ago
Singapore Shield Financial Compliance Full timeJob OverviewSales opportunity at Shield Financial Compliance - Grow your career by developing business with our Communications Compliance suite solutions.Job DescriptionNew business development across financial services sectors on both buy-side and sell-side platforms.Network and build connections with relevant professionals within target markets.Establish...
-
Compliance Manager
5 days ago
Singapore PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD. Full timeAn international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore. This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions. **Key responsibilities**: - Overall compliance/regulatory oversight of the fund management company and the...
-
Compliance Manager
1 week ago
Singapore NTT DATA Full time**Make an impact with NTT DATA** Join a company that is pushing the boundaries of what is possible. We are renowned for our technical excellence and leading innovations, and for making a difference to our clients and society. Our workplace embraces diversity and inclusion - it’s a place where you can grow, belong and thrive. **Your day at NTT...
-
Compliance Manager
5 days ago
Singapore Formative Search Full timeOur client is an investment company in the sustainable projects sector that is looking to hire a Compliance Manager in Singapore. The Compliance Manager will play a key role in the Legal and Compliance team, supporting the Head, Legal and Compliance in the formulation and delivery of strategies, policies and processes to identify risk and achieve compliance...
-
Compliance Manager
3 weeks ago
Singapore TRITON AI PTE. LTD. Full timeRoles & ResponsibilitiesPerm with AWS and Bonuses, North Area At least 5 years' experience in compliance, risk management, or audit, preferably in property or township management. Strong knowledge of compliance frameworks, risk management, and regulatory requirements in Singapore. Excellent analytical and problem-solving skills, with the ability to...