Compliance Manager

Position: (Assistant) Regional Accounting ManagerLocation: Tai SengReports to: General ManagerSubordinates: 1 Position Summary:This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background in finance and...

**Responsibilities** - Create and execute social media strategies to increase the company's online presence. - Take ownership and spearhead the comprehensive strategy formulation and planning for online campaigns across the entire Domestic Promotions and Campaign team. - Offer guidance, direction, and supervision to both sitewide and category marketers. -...

Roles & ResponsibilitiesThe Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore.Responsibilities:• Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC's);• Act as a Representative of the Company;• Oversee and manage the ongoing compliance...

Roles & ResponsibilitiesKey Responsibilities:Develop, review, and update compliance policies and SOPs in alignment with legal and regulatory requirements. Ensure effective communication and training on compliance policies to all relevant staff Conduct regular risk assessments to identify potential compliance risks and develop strategies to mitigate them. ...

Roles & ResponsibilitiesAs a Compliance Manager within Nanhua asset management SG team, you will ensure that all business activities align with local and international regulatory requirements, supporting the company's compliance management framework. You will work closely with internal business develop team and operation team to ensure compliance with asset...

Roles & ResponsibilitiesJob SummaryWe are seeking a highly skilled Compliance Manager to oversee and manage regulatory compliance and provide risk advisory services. This role is crucial in ensuring the business adheres to all legal and regulatory obligations, particularly those set by SGX and MAS.. The Compliance Manager will serve as the primary liaison...

Roles & ResponsibilitiesOur client is seeking a Compliance Manager to oversee regulatory compliance and risk management. This role involves developing and enforcing compliance policies, ensuring adherence to local regulations, and conducting risk assessments to maintain governance standards.Key ResponsibilitiesEstablish, update, and refine compliance...

Roles & ResponsibilitiesResponsibilities:We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company's diversified investment business groups. Depending on the...

Roles & ResponsibilitiesLicensed Fund Management Company – SingaporeAbout the Role:We are looking for a Compliance Managerto develop, implement, and oversee the company's compliance and risk management programs. This role ensures adherence to regulatory requirements, internal policies, AML/CFT obligations, and corporate governance standards. The ideal...

Roles & ResponsibilitiesCompliance Manager (Asset Management)Our client, an asset management firm is seeking a Compliance Manager to oversee regulatory compliance, manage risk, and ensure adherence to policies for our asset management operations. Key ResponsibilitiesEnsure compliance with regulatory requirements Develop, implement, and review compliance...

Roles & ResponsibilitiesOur client, one of the largest oil and gas producer, seeks to hire an experienced Compliance Manager reporting to Head of Legal.Responsibilities• Manage and enhance existing compliance program that is effective in dealing with compliance risks.• Manage and monitor key compliance activities and report on a regular basis as to their...

Roles & ResponsibilitiesWe are looking for motivated professionals with relevant experience to join us as Compliance Manager/Senior Manager. The candidate will oversee the compliance matters of our company and will be the key contact person with our regulators, namely the Monetary Authority of Singapore (MAS) and Singapore Exchange Ltd. The candidate should...

Roles & ResponsibilitiesWe are looking for motivated professionals with relevant experience to join us as Compliance Manager/Senior Manager. The candidate will oversee the compliance matters of our company and will be the key contact person with our regulators, namely the Monetary Authority of Singapore (MAS) and Singapore Exchange Ltd. The candidate should...

**About Finapac Capital** Finapac Capital is a leading fund management firm, holding an RFMC license issued by the Monetary Authority of Singapore (MAS). Our investment strategies are developed by industrial veteran quantitative researchers with fintech expertise. We use financial technology and trade with high-frequency algorithms, with a strong emphasis...

Roles & ResponsibilitiesAboutLiquid Group is a FinTech payments services group based in Singapore. Liquid empowers and connects businesses and individuals to make transactions in a smart, secure and cost-effective way, anywhere in the world.We operate a regional payment network to enable cross-border QR payment services for e-wallet operators, banks, and...

Roles & ResponsibilitiesAbout CapBridgeCapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to deal in capital markets products, including securities and collective investment schemes, and to provide...

Roles & ResponsibilitiesCompany Overview:Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices worldwide.Leveraging our proprietary in-house state-of-the-art...

We are an industrial REIT Company listed on the Singapore Stock Exchange and with a well-established presence in Singapore. We are looking for a Compliance Manager with an eye for detail but able to work efficiently, accurately and as carry out other regulatory reporting tasks. **Responsibilities**: - Provision of compliance advisory to support the...

Our client is looking for a Compliance Manager to establish a compliance structure for a rapidly expanding FinTech company. - Tanjong Pagar area - Friendly and enjoyable work environment - Public listed Job Responsibilities: - Establish and maintain an effective compliance framework for the Financial Advisory industry - Evaluate and improve the company's...

Roles & ResponsibilitiesPrincipal ResponsibilitiesConduct investigations in relation to market misconduct complaints and follow-up actions Perform market conduct compliance reviews, monitor and implement follow-up actions Liaise with the regulator and relevant government agencies Maintain and revise policies and procedures for the general operation of...