Compliance Manager

Position: (Assistant) Regional Accounting ManagerLocation: Tai SengReports to: General ManagerSubordinates: 1 Position Summary:This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background in finance and...

Roles & ResponsibilitiesThe Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore.Responsibilities:• Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC's);• Act as a Representative of the Company;• Oversee and manage the ongoing compliance...

Job Summary We are seeking a highly skilled Compliance Manager to oversee and manage regulatory compliance and provide risk advisory services. This role is crucial in ensuring the business adheres to all legal and regulatory obligations, particularly those set by SGX and MAS.. The Compliance Manager will serve as the primary liaison with government...

Roles & ResponsibilitiesKey Responsibilities:Develop, review, and update compliance policies and SOPs in alignment with legal and regulatory requirements. Ensure effective communication and training on compliance policies to all relevant staff Conduct regular risk assessments to identify potential compliance risks and develop strategies to mitigate them. ...

Roles & ResponsibilitiesAs a Compliance Manager within Nanhua asset management SG team, you will ensure that all business activities align with local and international regulatory requirements, supporting the company's compliance management framework. You will work closely with internal business develop team and operation team to ensure compliance with asset...

Roles & ResponsibilitiesJob SummaryWe are seeking a highly skilled Compliance Manager to oversee and manage regulatory compliance and provide risk advisory services. This role is crucial in ensuring the business adheres to all legal and regulatory obligations, particularly those set by SGX and MAS.. The Compliance Manager will serve as the primary liaison...

Roles & ResponsibilitiesPerm with AWS and Bonuses, North Area At least 5 years' experience in compliance, risk management, or audit, preferably in property or township management. Strong knowledge of compliance frameworks, risk management, and regulatory requirements in Singapore. Excellent analytical and problem-solving skills, with the ability to...

Roles & ResponsibilitiesResponsibilities:We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company's diversified investment business groups. Depending on the...

Licensed Fund Management Company – Singapore About the Role: We are looking for a Compliance Manager to develop, implement, and oversee the company’s compliance and risk management programs . This role ensures adherence to regulatory requirements, internal policies, AML/CFT obligations , and corporate governance standards. The ideal candidate will be...

Roles & ResponsibilitiesLicensed Fund Management Company – SingaporeAbout the Role:We are looking for a Compliance Managerto develop, implement, and oversee the company's compliance and risk management programs. This role ensures adherence to regulatory requirements, internal policies, AML/CFT obligations, and corporate governance standards. The ideal...

Roles & ResponsibilitiesCompliance Manager (Asset Management)Our client, an asset management firm is seeking a Compliance Manager to oversee regulatory compliance, manage risk, and ensure adherence to policies for our asset management operations. Key ResponsibilitiesEnsure compliance with regulatory requirements Develop, implement, and review compliance...

Roles & ResponsibilitiesOur client, one of the largest oil and gas producer, seeks to hire an experienced Compliance Manager reporting to Head of Legal.Responsibilities• Manage and enhance existing compliance program that is effective in dealing with compliance risks.• Manage and monitor key compliance activities and report on a regular basis as to their...

Roles & ResponsibilitiesWe are looking for motivated professionals with relevant experience to join us as Compliance Manager/Senior Manager. The candidate will oversee the compliance matters of our company and will be the key contact person with our regulators, namely the Monetary Authority of Singapore (MAS) and Singapore Exchange Ltd. The candidate should...

Roles & ResponsibilitiesWe are looking for motivated professionals with relevant experience to join us as Compliance Manager/Senior Manager. The candidate will oversee the compliance matters of our company and will be the key contact person with our regulators, namely the Monetary Authority of Singapore (MAS) and Singapore Exchange Ltd. The candidate should...

Roles & ResponsibilitiesAboutLiquid Group is a FinTech payments services group based in Singapore. Liquid empowers and connects businesses and individuals to make transactions in a smart, secure and cost-effective way, anywhere in the world.We operate a regional payment network to enable cross-border QR payment services for e-wallet operators, banks, and...

Roles & ResponsibilitiesAbout CapBridgeCapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to deal in capital markets products, including securities and collective investment schemes, and to provide...

Roles & ResponsibilitiesCompany Overview:Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices worldwide.Leveraging our proprietary in-house state-of-the-art...

Roles & ResponsibilitiesPrincipal ResponsibilitiesConduct investigations in relation to market misconduct complaints and follow-up actions Perform market conduct compliance reviews, monitor and implement follow-up actions Liaise with the regulator and relevant government agencies Maintain and revise policies and procedures for the general operation of...

Roles & ResponsibilitiesQCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios.We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics.Driven by the vision to be the most trusted partner in digital asset...

Job Title:Compliance and Quality ManagerDescription:A Compliance and Quality Manager ensures that all aspects of the business operate within regulatory requirements and adhere to quality standards. This involves monitoring compliance with laws and regulations, developing and implementing quality control procedures, and conducting regular audits.The primary...