Compliance Manager
3 days ago
Licensed Fund Management Company – Singapore
About the Role:
We are looking for a
Compliance Manager to develop, implement, and oversee the company’s
compliance and risk management programs . This role ensures adherence to regulatory requirements, internal policies,
AML/CFT obligations , and corporate governance standards. The ideal candidate will be meticulous, proactive, and capable of handling legal, compliance, and risk management responsibilities within a
fund management environment .
Key Responsibilities:
Compliance & Risk Management:
Develop, implement, and review the company’s
compliance and risk management programs and policies .
Monitor, evaluate, and ensure
compliance with regulations, SOPs, and internal policies .
Ensure timely resolution of
compliance and risk-related issues
AML/CFT & Regulatory Compliance:
Oversee and review compliance with
AML/CFT requirements, KYC processes, and due diligence procedures .
Ensure adherence to
MAS regulations
and other applicable financial industry laws.
Conduct internal audits and compliance checks to mitigate risks and
prevent financial crimes .
Regulatory & Legal Advisory:
Conduct research to ensure compliance with
applicable laws and regulations .
Advise management on the implications of new
laws, regulations, and governance requirements , recommending necessary actions.
Liaise with
law firms and regulatory bodies
on legal and compliance-related matters.
Review and draft
contracts, agreements, and legal documents , providing relevant advice.
Corporate Governance & Internal Controls:
Guide various departments in the
drafting and implementation of SOPs and policies .
Liaise with the
Corporate Secretary
on governance matters.
Improve internal
compliance controls and legal risk management frameworks .
Training & Reporting:
Provide
training and guidance
on compliance,
AML/CFT best practices , and risk management.
Assist in compliance
analysis, reporting, and documentation
required by the company and/or parent company.
Handle general
administration, reporting, and filing
tasks.
Perform any other
duties and responsibilities
assigned from time to time.
Requirements:
Degree in Business Administration, Law, or a related field .
Minimum
2 years of experience
in
company compliance, AML/CFT, and risk management .
Strong knowledge of
MAS regulations, AML/CFT frameworks, KYC processes, and due diligence procedures .
Meticulous
with a strong ability to handle
sensitive information
and maintain
confidentiality .
Proactive
mindset with a drive for
continuous improvement .
Strong
multi-tasking and organizational skills , with the ability to
meet deadlines .
Excellent
oral, written, and presentation skills .
What We Offer:
A dynamic role in a
growing fund management company .
A collaborative and
supportive work environment .
A
competitive remuneration package
based on experience and performance.
How to Apply:
Interested candidates may submit their resumes to ( ).
#J-18808-Ljbffr
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