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Marketing and Distribution Compliance Professional
2 weeks ago
About this Role
As a marketing and distribution compliance manager, you will play a critical role in ensuring our marketing activities align with regulatory requirements across Asia-Pacific jurisdictions.
Main Responsibilities:
- Provide compliance advice on marketing materials targeting retail and institutional clients.
- Manage approval and self-certification processes to ensure regulatory compliance.
- Develop and implement compliance policies to mitigate conduct risk.
- Deliver training sessions to enhance stakeholders' understanding of complex regulatory issues.
Requirements:
- Strong knowledge of marketing and distribution regulations in APAC markets.
- Experience providing compliance advice within the asset management industry.
- Ability to engage with stakeholders on complex regulatory issues.
- Understanding of conduct of business requirements, conduct risk, and control frameworks.