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Marketing and Distribution Compliance Professional

2 weeks ago


Singapore beBeeCompliance Full time $120,000 - $160,000

About this Role

As a marketing and distribution compliance manager, you will play a critical role in ensuring our marketing activities align with regulatory requirements across Asia-Pacific jurisdictions.

Main Responsibilities:

  • Provide compliance advice on marketing materials targeting retail and institutional clients.
  • Manage approval and self-certification processes to ensure regulatory compliance.
  • Develop and implement compliance policies to mitigate conduct risk.
  • Deliver training sessions to enhance stakeholders' understanding of complex regulatory issues.

Requirements:

  • Strong knowledge of marketing and distribution regulations in APAC markets.
  • Experience providing compliance advice within the asset management industry.
  • Ability to engage with stakeholders on complex regulatory issues.
  • Understanding of conduct of business requirements, conduct risk, and control frameworks.