Distribution Compliance Officer
1 week ago
Distribution Compliance Officer page is loaded## Distribution Compliance Officerlocations: Singaporetime type: Full timeposted on: Posted 4 Days Agojob requisition id: Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.**Job Description:*** Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.* Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.* Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.* Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.* Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS’ business rules (preferred)* Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.**Who we are looking for:****Competencies & Personal Traits*** Effective communicator and influencer* Effective in problem solving* Effective in project management and change management* Good understanding of financial industry, and familiar with insurance operations (preferred)* Familiar with FAA and MAS regulations and industry guidelines applicable to insurance industry (preferred)**Working Experience:*** Preferably at least 2 years of experience with in-depth data analysis and project management* Experience in data analysis related to insurance sales and/or agent misconduct would be an added advantage**Education:*** Degree in any discipline* High proficiency in use of Excel and/or data analytics (such as PowerBI, Python)* Relevant insurance qualifications (such as M5, M9, etc) **Prudential is an equal opportunity employer.** We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into
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Distribution Compliance Officer
1 week ago
Singapore Prudential Assurance Company Singapore Full timeOverview Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we...
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Singapore Janus Henderson Investors Full time**Why work for us?** Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting clients first, acting like owners and succeeding as a team. Our culture is high-energy, collaborative, and forward-thinking with opportunities to grow in an exciting...
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Singapore Aviva Investors Full timeMarketing & Distribution Compliance Manager Join to apply for the Marketing & Distribution Compliance Manager role at Aviva Investors . We are seeking a Compliance Advisory Manager to support marketing compliance and distribution functions within our Compliance Advisory team, focusing on the Asia Pacific region. Your responsibilities will include providing...
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Singapore Aviva plc Full timeMarketing & Distribution Compliance Manager Marketing & Distribution Compliance Manager Apply locations: Singapore | Posted 30+ Days Ago | Job Requisition ID: R- Role Overview: We are seeking a Compliance Advisory Manager to support marketing compliance and distribution functions within our Compliance Advisory team. The successful candidate will provide...
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Singapore The Great Eastern Life Assurance Company Limited Full timeOverview We are looking for a passionate and inquisitive individual to join our team. This individual will perform agency evaluations to analyse trends identify and address potential gaps. He/she will consistently review the areas for improvement and implement enhanced framework suitable for the business. Responsibilities Provide support for day-to-day...
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Singapore River The Great Eastern Life Assurance Company Limited Full time $80,000 - $120,000 per year*About the Job*We are looking for a passionate and inquisitive individual to join our team. This individual will perform agency evaluations to analyse trends identify and address potential gaps. He/she will consistently review the areas for improvement and implement enhanced framework suitable for the business.· Provide support for day-to-day...
