
Distribution Compliance Professional
4 days ago
Distribution Compliance Officer
Role Summary:
This role requires a skilled professional to ensure compliance with regulatory requirements and internal policies. The ideal candidate will have excellent analytical skills, strong communication abilities, and experience in data analysis.
Key Responsibilities:
- Evaluate and report on compliance trends and issues related to distribution channels.
- Analyze suspected agency misconduct and recommend appropriate actions.
- Engage with customers and distribution channels to gather information for thorough assessments.
- Maintain discipline and compliance across the organization.
- Stay up-to-date with relevant regulations, industry standards, and business rules.
Required Skills and Qualifications:
- Effective communication and problem-solving skills.
- Experience in data analysis and project management.
- Strong understanding of financial industry operations and insurance regulations.
Benefits:
We offer a competitive salary and benefits package, including opportunities for career growth and development. Our organization is committed to equality of opportunity and diversity.
Seniority Level:
- Associate
- Full-time
- Legal
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