Senior Compliance Officer, Sales Conduct Specialist

**About Link Compliance**We are a dynamic and innovative company specializing in the development of cutting-edge biocides for various industries.Our team is passionate about delivering exceptional results, and we're looking for a skilled Biotechnology Sales Specialist to join our ranks.Salary: $80,000 - $110,000 per annum, depending on experience.Job...

OverviewLink Compliance is a leading provider of innovative products and services in the fields of cleaning solutions, disinfectants, and sporicides. We are seeking an experienced Scientific Sales Specialist to join our team and contribute to our growth and success.About the RoleWe offer a competitive salary range of $85,000 - $110,000 per annum, depending...

Overview of the RoleWe are seeking a highly skilled Senior Executive/Assistant Manager, Sales Conduct Compliance to join our team at Manulife. This is a unique opportunity for a seasoned professional to utilize their expertise in sales conduct compliance and drive business growth.

Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...

About the Role:The Deputy Team Lead for Sales Conduct Compliance will report to the Sales Conduct Compliance Team lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer, and various business stakeholders within Manulife.This individual will assist the Team Lead in...

About United Overseas Bank Limited (UOB), a leading bank in Asia with a global network of over 500 branches and offices in 19 countries.As Senior Officer, KYC Compliance Specialist, you will play a crucial role in ensuring the integrity of our customer onboarding process. Your primary responsibilities include:Key ResponsibilitiesConduct thorough risk...

Job SummaryWe are seeking an experienced Compliance Manager to join our Sales Conduct team in Singapore. This role will be responsible for managing the Balanced Scorecard Framework, Replacement of Policies appeals, and Mystery Shopping Exercises.

Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

About the RoleWe are seeking a highly skilled and experienced Senior Business Compliance Officer to join our team in Singapore.Job DescriptionThe Senior Business Compliance Officer will be responsible for conducting audits, reviews, and investigations to ensure compliance with regulatory requirements and company policies. The role will involve:Conducting...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team. The successful candidate will be responsible for ensuring regulatory compliance of our consumer banking business, covering key areas such as risk governance, market conduct requirements, and cross-border compliance matters.

About the Role:We are seeking a highly skilled and experienced Senior Compliance Officer to join our team at Deutsche Bank. As a key member of our AML team, you will be responsible for ensuring that our client onboarding processes are in line with regulatory standards.Key Responsibilities:Lead a team of client onboarding specialists to ensure that all client...

Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team in Sales Conduct Compliance at Company 14 - Manulife (Singapore) Pte. Ltd.About the RoleAs a Compliance Specialist in Sales Conduct Compliance, you will be responsible for assisting the Team Lead in supporting the Sales Conduct Compliance work plan. Your...

About the RoleWe are seeking a skilled Senior Anti-Money Laundering and Compliance Specialist to join our team at HAYS SPECIALIST RECRUITMENT PTE. LTD. This is an excellent opportunity to work in a collaborative environment and gain exposure to the financial services industry.Job ResponsibilitiesCollaborate with internal stakeholders, including compliance,...

We are looking for Senior Sales Managers for our client in Singapore! Our Client is a leading technology events company, specializing in organizing and delivering world-class conferences, exhibitions, and networking events. Their mission is to connect industry professionals, innovators, and thought leaders, facilitating knowledge exchange and business...

Regulatory Compliance and Risk Governance Specialist OpportunityOCBC is seeking a highly skilled Regulatory Compliance and Risk Governance Specialist to join our team. As a key member of our Risk Governance and Conduct group, you will play a critical role in ensuring the bank’s consumer banking business operates within regulatory compliance frameworks.Key...

Job Scope: To support and enhance the compliance framework for our clients. Monitor and ensure compliance with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements. Oversee client onboarding, performing due diligence and KYC checks in line with regulatory standards and company policies. Develop, review, and update...

Roles & ResponsibilitiesJob purpose:This is a role in the markets compliance team that is seated on the trading floor. Candidate will be responsible for monitoring regulatory changes, providing compliance advise, and performing various 2nd line compliance controls.The candidate should be is able to work with teammates and stakeholders from different...

Key ResponsibilitiesAs a key member of the Risk Governance and Conduct team, you will be responsible for ensuring regulatory compliance of the consumer banking business. This includes key areas such as risk governance, market conduct requirements, and cross-border compliance matters.Roles and ResponsibilitiesActively engage with the business to pre-empt...

At OCBC, we are committed to maintaining the highest standards of integrity and compliance in our investment sales practices. As a Compliance Audit Specialist - Investment Sales, you will play a critical role in ensuring that our sales representatives adhere to the Bank's policies and procedures, as well as regulatory requirements.Job SummaryWe are seeking...

Regulatory Compliance Senior Specialist – Senior AVP/VP TENTEN PARTNERS PTE. LTD.SingaporePosted 3 days agoIn-Office JobPermanentS$120k - S$170k We are looking for a Regulatory Compliance Senior Specialist to join a growing digital bank. The candidate will be working in a dynamic team of compliance professionals covering regional advisory....