Compliance Expert, Brokerage Firm

Financial Crime Compliance Lead Job OpportunityAt Empower Partners Search, we are seeking a highly skilled professional to join our client's team as an AVP, Financial Crime Compliance. This position offers the chance to contribute to a reputable brokerage firm undergoing significant growth and expansion in their compliance function.Sector Overview:The...

About the RoleBeathChapman (PTE. LTD.) is seeking an experienced Senior Regulatory Compliance Professional to join their team in Singapore. As a key member of the organization, you will play a critical role in overseeing all regulatory compliance-related work and collaborating with senior leaders in the industry.Key ResponsibilitiesDevelop and implement new...

Job OverviewWe are seeking a highly skilled Energy Trading Specialist to join our team at OIL BROKERAGE INTERNATIONAL PTE. LIMITED.

Roles & ResponsibilitiesOur client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore.Key Responsibilities Work as a team...

About AMETHYST ASIA PARTNERS PTE. LTD.Our client is a leading regional securities brokerage firm that provides fully integrated services to clients across the globe.The company operates in a highly regulated environment and requires a skilled professional to oversee its compliance function.

Job DescriptionWe are seeking a highly skilled Chief Financial Operations Manager to join our team at Recruit Express Pte Ltd. This is an exciting opportunity to work in the insurance brokerage firm industry and take on a challenging role.Job SummaryThe successful candidate will be responsible for leading the accounting functions, including accounts...

Job Description:We are seeking an experienced Compliance Expert to join our team at AMBITION GROUP SINGAPORE PTE. LTD.Key Responsibilities:Ensure compliance with regulations, client guidelines, and internal frameworks across various investment productsReview new products and markets, assessing the impact of global regulations on investmentsImplement...

Job SummaryWe are seeking a seasoned Senior Executive, Compliance to join our team at AMETHYST ASIA PARTNERS PTE. LTD. in Singapore.About the RoleThis is a unique opportunity to work as part of a regional securities brokerage firm that provides fully integrated services to clients across various markets.The successful candidate will be responsible for...

StriveX Senior Regulatory Compliance Manager OpportunityStriveX is an international financial institution aggressively expanding in the APAC region. We are seeking a highly experienced Senior Regulatory Compliance Manager to join our team.Key Responsibilities:Compliance Advice and Guidance: Provide expert advice and guidance to business units and senior...

About the CompanyKGI Securities is a leading multi-asset brokerage firm with a presence across several countries in Asia. It holds a Capital Markets Services License and is regulated by the Monetary Authority of Singapore (MAS).Job OverviewAs an Account Onboarding Specialist, you will play a crucial role in ensuring compliance with regulatory standards while...

AMETHYST ASIA PARTNERS PTE. LTD., a regional securities brokerage firm, seeks an experienced Senior Executive, Compliance to join their team in Singapore.Job Overview:The successful candidate will work closely with the compliance team to ensure trading activities are aligned with regulatory requirements and assist in regulatory compliance reviews and...

Job DescriptionA Market Process Expert is required to join our team at LONG BRIDGE PTE. LTD., working closely with internal and external stakeholders to ensure that trading systems meet business and regulatory needs in the US brokerage market.About UsWe are a leading company dedicated to providing innovative solutions for the financial industry. Our mission...

Overview Our client, a leading insurance brokerage firm, is seeking a dedicated Trade Credit Broker to join their growing team. With a strong reputation in the industry and a focus on providing comprehensive solutions, this role offers the opportunity to work in a specialized environment that fosters professional growth and success. Key Responsibilities...

StriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...

Our client, a leading brokerage in Singapore, is seeking a Compliance Risk Management Specialist to contribute to their growth stage. This role offers an opportunity to work with a reputable organisation expanding its compliance function.The ideal candidate will possess strong understanding of related Financial Crime regulations and be able to maintain...

Roles & ResponsibilitiesOur client is a regional securities brokerage firm that they provide fully integrated services to institutional clients to access forex, futures, options, commodities, precious metals, derivatives products etc. As the business continues to grow, they are looking for a Dealer to join the team in Singapore.Key Responsibilities Perform...

Job DescriptionWe are looking for a highly skilled Senior Regulatory Compliance Officer to join our team in Singapore.About the RoleThis is an exciting opportunity to work with a leading Brokerage Firm, overseeing all Regulatory Compliance related work and collaborating with senior leaders in the Industry.Main ResponsibilitiesDevelop and implement a new...

About People Profilers Pte. Ltd.We are a reputable insurance brokerage firm seeking a highly skilled professional to join our team as an Insurance Brokerage Service Professional. As a key member, you will be responsible for providing exceptional corporate insurance broking advice and placement services to our clients.Job SummaryAs an Insurance Brokerage...

Company OverviewThe Ambition Group Singapore Pte. Ltd., a leading brokerage firm in Singapore, is seeking an experienced Compliance Manager to join their team.

Cornerstone Global Partners PTE. LTD.We are a rapidly growing macro alternative investment manager operating across Asian financial markets, with a diverse team of approximately 30 professionals in Singapore.About the RoleWe are seeking a highly skilled Strategic Compliance Manager to support our Head of Legal and Compliance in Singapore. This is a new role...