Compliance Professional for Brokerage Firm

Roles & ResponsibilitiesOur client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore.Key Responsibilities Work as a team...

Job Title: Compliance Expert for Brokerage and SecuritiesAt AMETHYST ASIA PARTNERS PTE. LTD., we are seeking a skilled Compliance Expert for Brokerage and Securities to join our team in Singapore. As a key member of our compliance team, you will be responsible for ensuring that our client's trading activities are aligned with regulatory requirements.Key...

Overview Our client, a leading insurance brokerage firm, is seeking a dedicated Trade Credit Broker to join their growing team. With a strong reputation in the industry and a focus on providing comprehensive solutions, this role offers the opportunity to work in a specialized environment that fosters professional growth and success. Key Responsibilities...

Client A public listed financial services provider specializing in commodities futures brokerage, financial futures brokerage, futures investment consulting, asset management business and fund sales. Responsibilities This position is appointed by the Board of directors and is accountable to the Board. Lead the department of regulatory compliance, legal,...

Roles & ResponsibilitiesMy Client is a leading Brokerage Firm and we are looking for a Regulatory Compliance professional to join the team in Singapore. They are a global business and you will be given the opportunity to oversee all Regulatory Compliance related work and work with senior leaders in the Industry.Responsibilities: Implement and spearhead new...

Roles & ResponsibilitiesOur client is a regional securities brokerage firm that they provide fully integrated services to institutional clients to access forex, futures, options, commodities, precious metals, derivatives products etc. As the business continues to grow, they are looking for a Dealer to join the team in Singapore.Key Responsibilities Perform...

Job OpportunityA leading brokerage firm, BeathChapman (Pte. Ltd.), seeks a seasoned Regulatory Compliance professional to oversee all regulatory-related work and collaborate with senior leaders in the industry.About the RoleThis is an exceptional opportunity for a highly experienced individual to spearhead new compliance frameworks, identify gaps, and...

Roles & ResponsibilitiesExcellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an...

StriveX APAC Compliance RoleStriveX is looking for an experienced Senior Compliance Manager to join its APAC Compliance team. This is an exciting opportunity to provide business and regulatory compliance advice and guidance to business units and senior management.Key Responsibilities:Provide business and regulatory compliance advice and guidance to business...

StriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...

Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...

Working directly with Modular's General Counsel and Chief Compliance Officer, the jobholder will play an active part in the legal and compliance program at the Firm. The jobholder will be familiar with all forms of legal documentation relevant to a fund trading actively in the Asian FX, Rates and Derivatives markets and competent to review and negotiate...

Financial Crimes Compliance Financial Crime Compliance has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering, anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations...

Job Responsibilities: Develop and implement an effective compliance framework and ongoing compliance monitoring programs. Identify any potential compliance risks and develop precautionary measures by developing and maintaining an effective internal compliance alert system. Supervise the relevant business lines to ensure compliance with the applicable...

As a Prime Brokerage Sales Specialist at eFinancialCareers, you will be responsible for business development and sales in the region, covering both B2B and B2C clients, including HFTS, hedge funds, family offices, and securities firms. Your key objectives will be to acquire new clients, sell equity trading and future clearing custody services, and handle...

We are currently partnering with a leading brokerage firm who have a strong foothold in the Asia market. They are looking for an Operations Team Lead, with responsibility for overseeing a team of staff within their Derivatives team, as well as driving process improvement and operational excellence. Please contact Michael Durkin on +65 8894 1963 or email...

Excellent opportunity to join a well-reputed international financial institution that is looking to hire a Senior Regulatory Compliance Manager for its APAC Compliance team. This is an expansion headcount and since the organisation is aggressively growing there will be opportunity for professional growth. This can be a team lead or an individual contributor...

Prime Brokerage SalesNon-disclosed SingaporeResponsibilities Business development, sales role to cover both B2 B and B2 C clients in the region including HFTS, Hedge funds, family offices, and securities firms. Selling equity trading, futures clearing, and custody services. Handle both local and regional markets of institutional platforms, intermediaries,...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Haitong International Securities Group (Singapore) Pte Ltd is looking for a dynamic and all-rounded individual to lead the Singapore Compliance function to support its growing business lines of securities financing, custodian services, FICC, institutional equity, private wealth management, and corporate finance. The successful candidate will be leading a...