Chief Compliance Officer, Securities Firm

5 days ago


Singapore AMETHYST ASIA PARTNERS PTE. LTD. Full time
Job Summary

We are seeking a seasoned Senior Executive, Compliance to join our team at AMETHYST ASIA PARTNERS PTE. LTD. in Singapore.

About the Role

This is a unique opportunity to work as part of a regional securities brokerage firm that provides fully integrated services to clients across various markets.

The successful candidate will be responsible for ensuring trading activities align with regulatory requirements, reviewing trade surveillance alerts, and assisting in regulatory compliance reviews and reports.

Key Responsibilities:
  • Provide compliance expertise to support the growth of the business
  • Review daily trade surveillance alerts to ensure adherence to regulations
  • Work closely with the team to develop and implement compliance policies and procedures
  • Assist in regulatory compliance reviews and reports
  • Conduct regular transaction monitoring from a financial crime perspective
  • Update and escalate salient issues to the compliance head
Requirements:
  • 1-4 years of experience in Compliance, preferably in the brokerage/securities trading/exchange/payment services/Asset Management industries
  • Bachelor's degree in Business or Legal or other relevant disciplines
  • Relevant experience in Trade Surveillance and knowledge of regulatory requirements in the securities industry
  • Motivated, meticulous, and excellent communication skills
What We Offer:

A competitive salary range of SGD 80,000 - 120,000 per annum, depending on experience



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