Compliance Officer, Regulatory Expert
1 week ago
AMETHYST ASIA PARTNERS PTE. LTD., a regional securities brokerage firm, seeks an experienced Senior Executive, Compliance to join their team in Singapore.
Job Overview:
The successful candidate will work closely with the compliance team to ensure trading activities are aligned with regulatory requirements and assist in regulatory compliance reviews and reports.
Key Responsibilities:
- Provide trade surveillance, regulatory compliance, internal compliance policies, and execution support as part of the compliance scope.
- Review daily trade surveillance alerts and ensure timely resolution.
- Collaborate with the compliance team to develop and implement effective compliance policies and procedures.
- Assist in reviewing regular transaction monitoring from financial crime perspectives and update relevant issues to the compliance head.
- Perform ad-hoc tasks related to compliance when necessary.
Requirements:
- A minimum of 1-4 years of experience in compliance, preferably in brokerage/securities trading/exchange/payment services/asset management industries.
- Bachelor's degree in business or law or other relevant disciplines.
- Proven experience in trade surveillance and good knowledge of regulatory requirements in the brokerage/securities trading industry.
- Familiarity with regulations such as the Securities and Futures Act is essential.
- Motivated, meticulous, and excellent communication skills.
Salary: The estimated salary for this role is SGD $80,000 - SGD $120,000 per annum, depending on experience.
About Us:
AMETHYST ASIA PARTNERS PTE. LTD. provides fully integrated services to clients, offering access to forex, futures, options, commodities, derivatives products, and more.
Required Skills:
- Commodity Management
- Asset Management
- Brokerage Services
- Derivatives Trading
- Regulatory Compliance
- Structured Products
- Investigation
- Securities Trading
- Financial Markets
- Surveillance
- Compliance
- Good Communication Skills
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