Compliance Officer, Regulatory Expert

1 week ago


Singapore AMETHYST ASIA PARTNERS PTE. LTD. Full time

AMETHYST ASIA PARTNERS PTE. LTD., a regional securities brokerage firm, seeks an experienced Senior Executive, Compliance to join their team in Singapore.

Job Overview:

The successful candidate will work closely with the compliance team to ensure trading activities are aligned with regulatory requirements and assist in regulatory compliance reviews and reports.

Key Responsibilities:

  • Provide trade surveillance, regulatory compliance, internal compliance policies, and execution support as part of the compliance scope.
  • Review daily trade surveillance alerts and ensure timely resolution.
  • Collaborate with the compliance team to develop and implement effective compliance policies and procedures.
  • Assist in reviewing regular transaction monitoring from financial crime perspectives and update relevant issues to the compliance head.
  • Perform ad-hoc tasks related to compliance when necessary.

Requirements:

  • A minimum of 1-4 years of experience in compliance, preferably in brokerage/securities trading/exchange/payment services/asset management industries.
  • Bachelor's degree in business or law or other relevant disciplines.
  • Proven experience in trade surveillance and good knowledge of regulatory requirements in the brokerage/securities trading industry.
  • Familiarity with regulations such as the Securities and Futures Act is essential.
  • Motivated, meticulous, and excellent communication skills.

Salary: The estimated salary for this role is SGD $80,000 - SGD $120,000 per annum, depending on experience.

About Us:

AMETHYST ASIA PARTNERS PTE. LTD. provides fully integrated services to clients, offering access to forex, futures, options, commodities, derivatives products, and more.

Required Skills:

  • Commodity Management
  • Asset Management
  • Brokerage Services
  • Derivatives Trading
  • Regulatory Compliance
  • Structured Products
  • Investigation
  • Securities Trading
  • Financial Markets
  • Surveillance
  • Compliance
  • Good Communication Skills


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